Security Position Reports


If you are an issuer of one or more of the 1.9 million securities held in custody at The Depository Trust Company (DTC) you can receive Security Position Reports (SPRs).

SPRs allow you to obtain the information you need to contact shareholders on corporate related events, such as annual meetings.

Security Position Reports are only available to Issuers of securities.

Reports Provide:

  • Daily listings of closing positions sorted by DTC participant of your security (or securities) holdings. DTC's participants include some of the nation's most prestigious brokers and banks.
  • Weekly listings available by subscription of five-day business week participant closing positions, including net percentage changes from day to day.
  • Monthly listings available by subscription on the first day of the month, identifying closing positions for the last business day of the previous month.

Benefits Provide:

  • Easy to read format
  • Cumulative totals of the number of DTC Participants and issue inventory held in custody at DTC for your security
  • Instantly available bank and broker proxy contact information, including names, addresses, and telephone numbers
  • Immediate availability of daily reports
  • Corporate credit card and other "e-Payment" options
  • Automatic subscription renewal feature
  • Customers can choose from a variety of delivery methods including web browser, spreadsheet, fax, and, for large users, DTC's computer-to computer (CCF) transmission
  • Weekly and monthly subscription discount pricing
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