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The following documents were found for SEC Rule Filings
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Document #:
SR-2005-13
Date:
August 25, 2005
Category:
SEC Rule Filings |
PDF Size:
351896bytes |
Subject:
SR-2005-13 Rule Filing by The Depository...
Trust Company to eliminate its transfer agent drop...
service...
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Document #:
SR-2005-12
Date:
August 23, 2005
Category:
SEC Rule Filings |
PDF Size:
607233bytes |
Subject:
SR-2005-12 Clarification of Scope and Update of ...
Description of Security Position Reports...
...
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Document #:
2007-12
Date:
September 13, 2007
Category:
SEC Rule Filings |
PDF Size:
57223bytes |
Subject:
SR-DTC-2007-12 - Proposal to open an omnibus ...
account at Euroclear Bank...
...
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Document #:
2007-11
Date:
September 07, 2007
Category:
SEC Rule Filings |
PDF Size:
90129bytes |
Subject:
DTC's Operational Arrangements as it applies to...
Structured Securities...
...
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Document #:
2007-10a
Date:
September 13, 2007
Category:
SEC Rule Filings |
PDF Size:
32111bytes |
Subject:
Amendment No. 1 to DTC-2007-10...
The New Issue Information Dissemination System...
...
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Document #:
2007-10
Date:
August 16, 2007
Category:
SEC Rule Filings |
PDF Size:
70550bytes |
Subject:
SR-DTC-2007-10...
The New Issue Information Dissemination Service...
...
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Document #:
2007-09
Date:
June 29, 2007
Category:
SEC Rule Filings |
PDF Size:
3058397bytes |
Subject:
Amendments to DTC's Procedures with respect to:...
(i) the processing of certain voluntary events in...
Reorganization service, and (ii) usage of information...
obtained by Participants from DTC.
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Document #:
2007-08a
Date:
July 24, 2007
Category:
SEC Rule Filings |
PDF Size:
15867bytes |
Subject:
Approval - NSS - Disbursement of credits to ...
Participants for settlement purposes....
...
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Document #:
2007-08
Date:
May 01, 2007
Category:
SEC Rule Filings |
PDF Size:
71365bytes |
Subject:
NSS - Disbursement of credits to Participants for...
settlement purposes....
...
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Document #:
2007-07
Date:
April 30, 2007
Category:
SEC Rule Filings |
PDF Size:
56921bytes |
Subject:
Statutory Disqualification...
...
...
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Document #:
2007-06
Date:
April 30, 2007
Category:
SEC Rule Filings |
PDF Size:
57572bytes |
Subject:
Hearing Procedures...
...
...
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Document #:
2007-05
Date:
April 30, 2007
Category:
SEC Rule Filings |
PDF Size:
67957bytes |
Subject:
Harmonization of Fines...
...
...
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Document #:
2007-04a
Date:
August 17, 2007
Category:
SEC Rule Filings |
PDF Size:
27902bytes |
Subject:
Approval - Policy Statement on the Eligibility of ...
Foreign Securities ...
...
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Document #:
2007-04
Date:
April 19, 2007
Category:
SEC Rule Filings |
PDF Size:
79191bytes |
Subject:
Policy Statement on the Eligibility of Foreign...
Securities...
...
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Document #:
2007-03a
Date:
March 02, 2007
Category:
SEC Rule Filings |
PDF Size:
49641bytes |
Subject:
Approval - Addition of a governing clause to the ...
Rules of DTC...
...
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Document #:
2007-03
Date:
February 08, 2007
Category:
SEC Rule Filings |
PDF Size:
35807bytes |
Subject:
Addition of a governing law clause to the Rules of DTC....
...
...
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Document #:
2007-02a
Date:
March 23, 2007
Category:
SEC Rule Filings |
PDF Size:
13413bytes |
Subject:
Approval - Fees in CDS Omnibus Account...
...
...
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Document #:
2007-02
Date:
January 26, 2007
Category:
SEC Rule Filings |
PDF Size:
56284bytes |
Subject:
SR-DTC-2007-02 - ...
Fees in CDS Omnibus Account...
...
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Document #:
2007-01r
Date:
January 25, 2007
Category:
SEC Rule Filings |
PDF Size:
23375bytes |
Subject:
Withdrawal of DTC Rule Filing SR-DTC-2007-01...
Fees charged to CDS Clearing and Depository Services, Inc....
...
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Document #:
2007-01
Date:
January 22, 2007
Category:
SEC Rule Filings |
PDF Size:
55308bytes |
Subject:
SR-DTC-2007-01 - CDS Clearing and Depository Services,...
Inc. Fees...
...
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Document #:
2006-21a
Date:
February 15, 2007
Category:
SEC Rule Filings |
PDF Size:
32082bytes |
Subject:
Approval - Collection charge for ADR pass-through...
mechanism relating to ADR...
...
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Document #:
2006-21
Date:
December 29, 2006
Category:
SEC Rule Filings |
PDF Size:
58714bytes |
Subject:
Modifying a DTC Charge Relating to a Pass-through Mechanis...
Relating to ADR Agent Fee Charged to Participants...
...
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Document #:
2006-20a
Date:
May 30, 2007
Category:
SEC Rule Filings |
PDF Size:
12659bytes |
Subject:
Approval - 2007 Participant Fee Changes...
...
...
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Document #:
2006-20
Date:
December 29, 2006
Category:
SEC Rule Filings |
PDF Size:
91022bytes |
Subject:
2007 Participant Fee Changes...
...
...
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Document #:
2006-19a
Date:
January 12, 2007
Category:
SEC Rule Filings |
PDF Size:
11034bytes |
Subject:
Approval - Enhancements to DTC's SMART/Track...
for Corporate Action Liability Notification Service...
...
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Document #:
2006-19
Date:
December 05, 2006
Category:
SEC Rule Filings |
PDF Size:
393715bytes |
Subject:
The proposed rule change relates to a proposal by The ...
Depository Trust Company to enhance its SMARTTrack...
for Corporate Action Liability Notification service...
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Document #:
2006-18a
Date:
December 13, 2006
Category:
SEC Rule Filings |
PDF Size:
10903bytes |
Subject:
Withdrawal - Amend DTC Rules to modify how ...
credits are disbursed to Participants for settlement...
purposes....
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Document #:
2006-18
Date:
December 01, 2006
Category:
SEC Rule Filings |
PDF Size:
689346bytes |
Subject:
The purpose of the proposed rule filing submitted by The...
Depository Trust Company is to amend the rules of DTC...
to modify how credits are disbursed to Participants for...
settlement purposes.
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Document #:
2006-17a
Date:
January 08, 2007
Category:
SEC Rule Filings |
PDF Size:
11399bytes |
Subject:
Security Holder Report Service...
...
...
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Document #:
2006-17
Date:
November 17, 2006
Category:
SEC Rule Filings |
PDF Size:
58538bytes |
Subject:
Security Holder Report Service...
...
...
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Document #:
2006-16b
Date:
May 03, 2007
Category:
SEC Rule Filings |
PDF Size:
499855bytes |
Subject:
Amendment 2 - Update and Restatement of FAST...
and DRS requirements and related rules provisions....
...
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Document #:
2006-16a
Date:
March 30, 2007
Category:
SEC Rule Filings |
PDF Size:
441655bytes |
Subject:
Amendment 1 - Update and Restatement of FAST...
and DRS requirements and related rules provisions...
...
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Document #:
2006-16
Date:
October 12, 2006
Category:
SEC Rule Filings |
PDF Size:
1796004bytes |
Subject:
Update and Restatement of FAST adn DRS requirements...
and related rules provisions...
...
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Document #:
2006-15a
Date:
February 13, 2007
Category:
SEC Rule Filings |
PDF Size:
13081bytes |
Subject:
Approval - Amendment to DTC Rule 30 - CDS Link...
...
...
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Document #:
2006-15
Date:
October 09, 2006
Category:
SEC Rule Filings |
PDF Size:
126855bytes |
Subject:
Amendment to DTC Rule 30 - CDS Link...
...
...
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Document #:
2006-14a
Date:
November 27, 2006
Category:
SEC Rule Filings |
PDF Size:
13038bytes |
Subject:
Approval - DTC Preferred Stock...
...
...
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Document #:
2006-14
Date:
October 06, 2006
Category:
SEC Rule Filings |
PDF Size:
30298bytes |
Subject:
DTC Preferred Stock...
...
...
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Document #:
2006-13a
Date:
December 08, 2006
Category:
SEC Rule Filings |
PDF Size:
10981bytes |
Subject:
Clarification of DTC OFAC Deposit Certification...
Procedures...
...
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Document #:
2006-13
Date:
August 17, 2006
Category:
SEC Rule Filings |
PDF Size:
73321bytes |
Subject:
Clarification of DTC OFAC Deposit Certification...
Procedures...
...
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Document #:
2006-12a
Date:
September 13, 2006
Category:
SEC Rule Filings |
PDF Size:
12642bytes |
Subject:
Approval - Administrative update to LENS service....
...
...
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Document #:
2006-12
Date:
July 28, 2006
Category:
SEC Rule Filings |
PDF Size:
233340bytes |
Subject:
Administrative update to LENS service....
...
...
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Document #:
2006-11b
Date:
November 03, 2006
Category:
SEC Rule Filings |
PDF Size:
11313bytes |
Subject:
Approval - DTC IMS Real-time link to Omgeo's ...
TradeSuite System...
...
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Document #:
2006-11a
Date:
September 20, 2006
Category:
SEC Rule Filings |
PDF Size:
77885bytes |
Subject:
Amendment 1 - DTC IMS Real-time link to Omgeo's ...
TradeSuite System...
...
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Document #:
2006-11
Date:
July 10, 2006
Category:
SEC Rule Filings |
PDF Size:
49644bytes |
Subject:
DTC IMS Real-time link to Omgeo's TradeSuite System...
...
...
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Document #:
2006-10a
Date:
July 28, 2006
Category:
SEC Rule Filings |
PDF Size:
11042bytes |
Subject:
Approval - Update DTC's By-Laws - ...
President shall serve as CEO...
...
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Document #:
2006-10
Date:
June 05, 2006
Category:
SEC Rule Filings |
PDF Size:
49724bytes |
Subject:
Update DTC's By-Laws - President shall serve as CEO...
...
...
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Document #:
2006-09b
Date:
September 01, 2006
Category:
SEC Rule Filings |
PDF Size:
11274bytes |
Subject:
Approval - Incorporation of terms of certain ...
participant agreements relating to the Custody...
Service into the Custody Service Guide....
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Document #:
2006-09
Date:
May 22, 2006
Category:
SEC Rule Filings |
PDF Size:
672782bytes |
Subject:
SR-2006-09 Technical Amendment to DTCC...
Custody Service Guide...
...
|
Document #:
2006-09
Date:
July 14, 2006
Category:
SEC Rule Filings |
PDF Size:
1700060bytes |
Subject:
Incorporation of terms of certain participant...
agreements relating to the Custody Service...
into the Custody Service Guide....
|
Document #:
2006-08A
Date:
June 12, 2006
Category:
SEC Rule Filings |
PDF Size:
15044bytes |
Subject:
Approval - Pass-Through of ADR Agent Fees...
...
...
|
Document #:
2006-08
Date:
May 02, 2006
Category:
SEC Rule Filings |
PDF Size:
776770bytes |
Subject:
SR 2006-08...
Pass-through of ADR Agent Fees...
...
|
Document #:
2006-07rev
Date:
March 28, 2006
Category:
SEC Rule Filings |
PDF Size:
36580bytes |
Subject:
DTC Participant intends to wind down its activities...
...
...
|
Document #:
2006-07b
Date:
February 27, 2007
Category:
SEC Rule Filings |
PDF Size:
8854bytes |
Subject:
DTC Participants which intends to Wind-Down - Approval...
...
...
|
Document #:
2006-07a
Date:
September 29, 2006
Category:
SEC Rule Filings |
PDF Size:
399939bytes |
Subject:
Amendment 1 - DTC Participants which intends to wind-down ...
...
...
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Document #:
2006-07
Date:
March 28, 2006
Category:
SEC Rule Filings |
PDF Size:
36580bytes |
Subject:
NSCC Member intends to wind down its activities...
...
...
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Document #:
2006-06A
Date:
May 16, 2006
Category:
SEC Rule Filings |
PDF Size:
15826bytes |
Subject:
Approval - SMART/Track for Buy-Ins Retransmittals...
...
...
|
Document #:
2006-06
Date:
March 27, 2006
Category:
SEC Rule Filings |
PDF Size:
482519bytes |
Subject:
SR 2006-06...
SMART/Track for Buy-Ins-Retransmittals...
...
|
Document #:
2006-05a
Date:
April 19, 2006
Category:
SEC Rule Filings |
PDF Size:
15497bytes |
Subject:
Centralized billing process for reject fees - Profile/DRS...
...
...
|
Document #:
2006-05
Date:
February 17, 2006
Category:
SEC Rule Filings |
PDF Size:
472346bytes |
Subject:
DRS Centralized Billing for Transfer Agent...
Reject Fees...
...
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Document #:
2006-04A
Date:
March 02, 2006
Category:
SEC Rule Filings |
PDF Size:
56194bytes |
Subject:
Mandatory Purchaser Participants (SR-DTC-2006-04)...
...
...
|
Document #:
2006-04
Date:
February 09, 2006
Category:
SEC Rule Filings |
PDF Size:
40087bytes |
Subject:
Purchase of DTCC Common Stock...
...
...
|
Document #:
2006-04
Date:
February 09, 2006
Category:
SEC Rule Filings |
PDF Size:
bytes |
Subject:
Mandatory Purchaser Participants...
...
...
|
Document #:
2006-03a
Date:
April 20, 2006
Category:
SEC Rule Filings |
PDF Size:
59146bytes |
Subject:
SR 2006-03a...
To amend DTC's Procedures with respect to ...
surveillance of Participants...
|
Document #:
2006-03a
Date:
April 14, 2006
Category:
SEC Rule Filings |
PDF Size:
11767bytes |
Subject:
Amend procedures regarding surveillance of Participants ...
...
...
|
Document #:
2006-03
Date:
February 03, 2006
Category:
SEC Rule Filings |
PDF Size:
520462bytes |
Subject:
SR 2006-03...
To amend DTC's Procedures with respect to...
Surveillance of Participants...
|
Document #:
2006-02
Date:
January 31, 2006
Category:
SEC Rule Filings |
PDF Size:
519060bytes |
Subject:
SR-DTC-2006-02...
Participant Surveillance Procedures...
...
|
Document #:
2006-01A
Date:
March 16, 2006
Category:
SEC Rule Filings |
PDF Size:
13945bytes |
Subject:
Approval - Participant Exchange System (PEX) and ...
SMART/Track for Buy-Ins...
...
|
Document #:
2006-01
Date:
January 19, 2006
Category:
SEC Rule Filings |
PDF Size:
114201bytes |
Subject:
SR-DTC-2006-01...
Participant Exchange (PEX) System and SMART/Track ...
for Buy-ins (closure of CNS Buy-ins on PEX)....
|
Document #:
2005-22A
Date:
March 10, 2006
Category:
SEC Rule Filings |
PDF Size:
15093bytes |
Subject:
Approval - Revisions to Fee Schedule...
...
...
|
Document #:
2005-22a
Date:
March 17, 2006
Category:
SEC Rule Filings |
PDF Size:
625666bytes |
Subject:
SR 2005-22...
Revision of Participant Fees of DTC...
...
|
Document #:
2005-22
Date:
December 23, 2005
Category:
SEC Rule Filings |
PDF Size:
625666bytes |
Subject:
SR 2005-22...
DTC FEE REVISION...
...
|
Document #:
2005-21a
Date:
March 17, 2006
Category:
SEC Rule Filings |
PDF Size:
452329bytes |
Subject:
SR 2005-21...
Revision of Non-Participant Fees of DTC...
...
|
Document #:
2005-21A
Date:
March 13, 2006
Category:
SEC Rule Filings |
PDF Size:
12181bytes |
Subject:
Approval - Fees related to Non-Participant Services...
...
...
|
Document #:
2005-21-4
Date:
January 26, 2006
Category:
SEC Rule Filings |
PDF Size:
553392bytes |
Subject:
SR-2005-21 Amendment 4...
Amendment to Non-Participant Fee Filing...
...
|
Document #:
2005-21-3
Date:
January 25, 2006
Category:
SEC Rule Filings |
PDF Size:
526713bytes |
Subject:
SR 2005-21 Amendment 3...
Amendment to Non-Participant Fee Filing...
...
|
Document #:
2005-21-2
Date:
January 24, 2006
Category:
SEC Rule Filings |
PDF Size:
508700bytes |
Subject:
SR 2005-21 Amendment 2...
Amendment to Non-Participant Fee Filing...
...
|
Document #:
2005-21(2)
Date:
January 23, 2006
Category:
SEC Rule Filings |
PDF Size:
bytes |
Subject:
SR 2005-21...
Amendment 2...
...
|
Document #:
2005-21
Date:
December 20, 2005
Category:
SEC Rule Filings |
PDF Size:
452329bytes |
Subject:
SR 2005-21...
Revision of the Fees of DTC as they relate to...
certain services provided to non-participants....
|
Document #:
2005-20a
Date:
November 23, 2005
Category:
SEC Rule Filings |
PDF Size:
192052bytes |
Subject:
Transfer of DTAX from DTC to DTCC Solutions, ...
Amendment of SR-DTC-2005-20...
...
|
Document #:
2005-19a
Date:
January 18, 2006
Category:
SEC Rule Filings |
PDF Size:
65244bytes |
Subject:
SR-2005-19a...
Smart Track for Buy-Ins...
...
|
Document #:
2005-19
Date:
January 18, 2006
Category:
SEC Rule Filings |
PDF Size:
503847bytes |
Subject:
SR-2005-19 Amendment No.1...
Smart Track for Buy-Ins...
...
|
Document #:
2005-19
Date:
November 14, 2005
Category:
SEC Rule Filings |
PDF Size:
467306bytes |
Subject:
SR-2005-19 Smart Track for Buyins...
...
...
|
Document #:
2005-18b
Date:
December 05, 2005
Category:
SEC Rule Filings |
PDF Size:
14455bytes |
Subject:
Risk controls re: maturity processing of pledged MMI ...
...
...
|
Document #:
2005-18
Date:
October 31, 2005
Category:
SEC Rule Filings |
PDF Size:
419125bytes |
Subject:
SR-2005-18...
Risk Controls relating to maturity processing of ...
pledged MMI...
|
Document #:
2005-17b
Date:
November 25, 2005
Category:
SEC Rule Filings |
PDF Size:
12869bytes |
Subject:
Restricted Deposit Service Enahncement...
...
...
|
Document #:
2005-17a
Date:
November 16, 2005
Category:
SEC Rule Filings |
PDF Size:
55318bytes |
Subject:
Approval Order - Systems Enhancement...
...
...
|
Document #:
2005-17
Date:
October 10, 2005
Category:
SEC Rule Filings |
PDF Size:
374614bytes |
Subject:
SR-2005-17...
RDS Enhancement...
...
|
Document #:
2005-16b
Date:
December 07, 2005
Category:
SEC Rule Filings |
PDF Size:
53150bytes |
Subject:
Approval Order-Purchase Shares of the Common Stock of DTCC...
...
...
|
Document #:
2005-16
Date:
October 04, 2005
Category:
SEC Rule Filings |
PDF Size:
158399bytes |
Subject:
DTC-2005-16...
Purchase shares of the common stock of DTCC...
...
|
Document #:
2005-15
Date:
October 03, 2005
Category:
SEC Rule Filings |
PDF Size:
49115bytes |
Subject:
SR 2005-15...
The Elimination of Contra CUSIP Numbers for VRDO Partial...
Calls...
|
Document #:
2005-15
Date:
October 03, 2005
Category:
SEC Rule Filings |
PDF Size:
64984bytes |
Subject:
The Elimination of Contra CUSIP Numbers for VRDO Partial ...
Calls...
...
|
Document #:
2005-14B
Date:
November 30, 2005
Category:
SEC Rule Filings |
PDF Size:
210460bytes |
Subject:
OFAC...
...
...
|
Document #:
2005-14A
Date:
October 25, 2005
Category:
SEC Rule Filings |
PDF Size:
210201bytes |
Subject:
DTC-2005-14A ...
OFAC...
...
|
Document #:
2005-14
Date:
August 26, 2005
Category:
SEC Rule Filings |
PDF Size:
74141bytes |
Subject:
SR-DTC-2005-14 (OFAC)...
...
...
|
Document #:
2005-14
Date:
August 26, 2005
Category:
SEC Rule Filings |
PDF Size:
74141bytes |
Subject:
OFAC (Proposed rule change is to help assure ...
DTC's compliance with requirements of applicable...
laws, including economic sanctions and embargo...
programs administered under regs issued by OFAC.
|
Document #:
2005-14
Date:
July 10, 2006
Category:
SEC Rule Filings |
PDF Size:
33588bytes |
Subject:
DTC's compliance with requirements of applicable ...
laws administered under regulations issued by ...
OFAC....
|
Document #:
2005-11
Date:
August 22, 2005
Category:
SEC Rule Filings |
PDF Size:
502954bytes |
Subject:
SR 2005-11 DRS Profile Insurance Indemnity Program...
...
...
|
Document #:
2005-10
Date:
August 17, 2005
Category:
SEC Rule Filings |
PDF Size:
440675bytes |
Subject:
SR 2005-10 PREMed Issues...
...
...
|
Document #:
2005-10
Date:
July 01, 2005
Category:
SEC Rule Filings |
PDF Size:
11652bytes |
Subject:
Subject of Filing...
...
...
|
Document #:
2005-09
Date:
August 05, 2005
Category:
SEC Rule Filings |
PDF Size:
449734bytes |
Subject:
Destruction of PREMed Issues...
...
...
|
Document #:
2005-08b
Date:
November 16, 2005
Category:
SEC Rule Filings |
PDF Size:
42653bytes |
Subject:
Approval Order - Canadian Dollars Settlement ...
...
...
|
Document #:
2005-08A
Date:
August 30, 2005
Category:
SEC Rule Filings |
PDF Size:
485001bytes |
Subject:
Amendment No. 1 to SR-DTC-2005-08...
...
...
|
Document #:
2005-08
Date:
July 27, 2005
Category:
SEC Rule Filings |
PDF Size:
1468345bytes |
Subject:
...
...
...
|
Document #:
2005-06a
Date:
July 28, 2005
Category:
SEC Rule Filings |
PDF Size:
59384bytes |
Subject:
SEC approval of DTC-2005-06a...
re: SMART/Track Service...
...
|
Document #:
2005-06
Date:
June 30, 2005
Category:
SEC Rule Filings |
PDF Size:
78054bytes |
Subject:
SMART/Track for Agency Lending Disclosure...
...
...
|
Document #:
2005-05
Date:
June 07, 2005
Category:
SEC Rule Filings |
PDF Size:
496279bytes |
Subject:
Amend DTC's Procedures - Surveillance of Participants...
...
...
|
Document #:
2005-04
Date:
May 09, 2005
Category:
SEC Rule Filings |
PDF Size:
218228bytes |
Subject:
Proposal by DTC to Implement a Fine for ...
Designated Firms Who are Required to...
Complete Business Connectivity Testing and...
Fail to Do So
|
Document #:
2005-04
Date:
October 04, 2005
Category:
SEC Rule Filings |
PDF Size:
218228bytes |
Subject:
SR 2005-04...
DTC implements a fine for designated firms who...
are required to complete business connectivity ...
testing and fail to do so.
|
Document #:
2005-03a
Date:
June 17, 2005
Category:
SEC Rule Filings |
PDF Size:
450168bytes |
Subject:
Federal Register Approval Notice...
...
...
|
Document #:
2005-03a
Date:
June 17, 2005
Category:
SEC Rule Filings |
PDF Size:
450168bytes |
Subject:
Federal Register Approval Notice...
...
...
|
Document #:
2005-03
Date:
April 27, 2005
Category:
SEC Rule Filings |
PDF Size:
449284bytes |
Subject:
Proposed Rule Change by DTC Relating to the...
Modification of its Fee Structure...
...
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Document #:
2005-02a
Date:
March 02, 2005
Category:
SEC Rule Filings |
PDF Size:
60965bytes |
Subject:
Federal Register Approval Notice...
...
...
|
Document #:
2005-02
Date:
February 17, 2005
Category:
SEC Rule Filings |
PDF Size:
46518bytes |
Subject:
Establishing a Fee Relating to Eligibility for ...
Open-Ended Funds...
...
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Document #:
2005-01a
Date:
March 02, 2005
Category:
SEC Rule Filings |
PDF Size:
61459bytes |
Subject:
Federal Register Approval Notice...
...
...
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Document #:
2005-01
Date:
February 17, 2005
Category:
SEC Rule Filings |
PDF Size:
43522bytes |
Subject:
Open-Ended Funds Deposited at DTC...
...
...
|
Document #:
2004-13a
Date:
January 24, 2005
Category:
SEC Rule Filings |
PDF Size:
55401bytes |
Subject:
Federal Register Approval Notice...
...
...
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Document #:
2004-12
Date:
November 22, 2004
Category:
SEC Rule Filings |
PDF Size:
31218bytes |
Subject:
Fee Revisions for Low Volume Tender Offers...
...
...
|
Document #:
2004-12
Date:
December 31, 2004
Category:
SEC Rule Filings |
PDF Size:
312373bytes |
Subject:
Revision of Fees...
...
...
|
Document #:
2004-11a
Date:
December 28, 2004
Category:
SEC Rule Filings |
PDF Size:
59799bytes |
Subject:
Federal Register Approval Notice...
...
...
|
Document #:
2004-11
Date:
November 16, 2004
Category:
SEC Rule Filings |
PDF Size:
36138bytes |
Subject:
Universal Hub Enhancement...
...
...
|
Document #:
2004-10a
Date:
September 09, 2004
Category:
SEC Rule Filings |
PDF Size:
46231bytes |
Subject:
Federal Register Approval Notice...
...
...
|
Document #:
2004-10
Date:
September 09, 2004
Category:
SEC Rule Filings |
PDF Size:
19470bytes |
Subject:
Inventory Management System (IMS) Phase II...
...
...
|
Document #:
2004-09a
Date:
September 22, 2004
Category:
SEC Rule Filings |
PDF Size:
54807bytes |
Subject:
Federal Register Approval Notice...
...
...
|
Document #:
2004-09
Date:
September 03, 2004
Category:
SEC Rule Filings |
PDF Size:
15101bytes |
Subject:
Changes to DTC By-Laws...
...
...
|
Document #:
2004-08a
Date:
September 07, 2004
Category:
SEC Rule Filings |
PDF Size:
54154bytes |
Subject:
Federal Register Approval Notice...
...
...
|
Document #:
2004-08
Date:
July 30, 2004
Category:
SEC Rule Filings |
PDF Size:
14145bytes |
Subject:
Investor's Voluntary Redemptions & Sales Service (IVORS)...
...
...
|
Document #:
2004-07a
Date:
July 22, 2004
Category:
SEC Rule Filings |
PDF Size:
54241bytes |
Subject:
Federal Register Approval Notice...
...
...
|
Document #:
2004-07
Date:
July 07, 2004
Category:
SEC Rule Filings |
PDF Size:
15165bytes |
Subject:
TaxInfo Fees...
...
...
|
Document #:
2004-06
Date:
May 26, 2004
Category:
SEC Rule Filings |
PDF Size:
52328bytes |
Subject:
Extension of Admission Criteria for Non-US Entities...
...
...
|
Document #:
2004-05a
Date:
August 18, 2004
Category:
SEC Rule Filings |
PDF Size:
47914bytes |
Subject:
Federal Register Approval Notice...
...
...
|
Document #:
2004-05
Date:
May 05, 2004
Category:
SEC Rule Filings |
PDF Size:
10382bytes |
Subject:
Enhancing DTC's Look-Ahead for Muni and Corp Bonds...
...
...
|
Document #:
2004-04a
Date:
July 21, 2004
Category:
SEC Rule Filings |
PDF Size:
53484bytes |
Subject:
Federal Register Approval Notice...
...
...
|
Document #:
2004-04
Date:
May 21, 2004
Category:
SEC Rule Filings |
PDF Size:
11213bytes |
Subject:
Establishing a Valued DO Interface (VDO) w/NSCC ...
...
...
|
Document #:
2004-03a
Date:
July 14, 2004
Category:
SEC Rule Filings |
PDF Size:
57160bytes |
Subject:
Federal Register Approval Notice...
...
...
|
Document #:
2004-03
Date:
March 16, 2004
Category:
SEC Rule Filings |
PDF Size:
13630bytes |
Subject:
Processing of MMI Reclamations...
...
...
|
Document #:
2004-02a
Date:
March 25, 2004
Category:
SEC Rule Filings |
PDF Size:
53002bytes |
Subject:
Federal Register Approval Notice...
...
...
|
Document #:
2004-02
Date:
March 11, 2004
Category:
SEC Rule Filings |
PDF Size:
21863bytes |
Subject:
Termination of GCA Hub Service...
...
...
|
Document #:
2004-01a
Date:
April 02, 2004
Category:
SEC Rule Filings |
PDF Size:
52623bytes |
Subject:
Federal Register Approval Notice...
...
...
|
Document #:
2004-01
Date:
March 04, 2004
Category:
SEC Rule Filings |
PDF Size:
20289bytes |
Subject:
Termination of Tax Reclaim...
...
...
|
Document #:
2003-15
Date:
January 07, 2004
Category:
SEC Rule Filings |
PDF Size:
70751bytes |
Subject:
2004 Fee Schedule...
...
...
|
Document #:
2003-14
Date:
November 20, 2003
Category:
SEC Rule Filings |
PDF Size:
32849bytes |
Subject:
Update to Service Guide...
...
...
|
Document #:
2003-13
Date:
October 01, 2003
Category:
SEC Rule Filings |
PDF Size:
64711bytes |
Subject:
Discontinuance of DALI Service...
...
...
|
Document #:
2003-12
Date:
September 29, 2003
Category:
SEC Rule Filings |
PDF Size:
66619bytes |
Subject:
Changes to MMI Maturity Presentment Processing...
...
...
|
Document #:
2003-11
Date:
September 25, 2003
Category:
SEC Rule Filings |
PDF Size:
62169bytes |
Subject:
Centralized Settlement System with NSCC...
...
...
|
Document #:
2003-10
Date:
July 07, 2003
Category:
SEC Rule Filings |
PDF Size:
47238bytes |
Subject:
Stock Loan Recall Messaging Service...
...
...
|
Document #:
2003-09
Date:
June 11, 2003
Category:
SEC Rule Filings |
PDF Size:
111677bytes |
Subject:
Destruction of Non-Transferable Securities Certificates...
...
...
|
Document #:
2003-08
Date:
May 05, 2003
Category:
SEC Rule Filings |
PDF Size:
59506bytes |
Subject:
Modifications to Rule 4A Section 1, and Rule 1...
...
...
|
Document #:
2003-07
Date:
April 08, 2003
Category:
SEC Rule Filings |
PDF Size:
54279bytes |
Subject:
Look-Ahead Process...
...
...
|
Document #:
2003-06
Date:
April 04, 2003
Category:
SEC Rule Filings |
PDF Size:
70276bytes |
Subject:
Modifications to DTC's Reclamation Procedures...
...
...
|
Document #:
2003-05
Date:
October 28, 2003
Category:
SEC Rule Filings |
PDF Size:
15209bytes |
Subject:
Reorg Deposit Services Enhancement...
...
...
|
Document #:
2003-04
Date:
March 27, 2003
Category:
SEC Rule Filings |
PDF Size:
41670bytes |
Subject:
Fee Increase for Low Volume Tender Offers...
...
...
|
Document #:
2003-03
Date:
February 11, 2003
Category:
SEC Rule Filings |
PDF Size:
57107bytes |
Subject:
Settlement Progress Payments (SSP) for Processing MMIs...
...
...
|
Document #:
2003-02
Date:
January 31, 2003
Category:
SEC Rule Filings |
PDF Size:
60035bytes |
Subject:
Issuer Withdrawal Requests...
...
...
|
Document #:
2003-01
Date:
January 17, 2003
Category:
SEC Rule Filings |
PDF Size:
95029bytes |
Subject:
Networking for Equities...
...
...
|
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