Part. Number,Part. Name,Invoice Number,Invoice Type,Invoice Date,Sub-Description 1,Sub-Description 2,Sub-Description 3,Sub-Description 4,Sub-Description 5,Fee ID,Fee Description,Units,Rate per Unit,Total Fee,Discount Rate,Discount Amount,Net Fee,Internal Use Only
9998,John Doe Co.,123456,DTC,3/26/2004,Account Fees,General,,Participant Account,,215.01,Participant Fee,632,760.00 per mth/acct.,480320,0,0,480320,
9998,John Doe Co.,123456,DTC,3/26/2004,Account Fees,General,,Participant Account,,215.02,NSCC Spon Usage,6,760.00 per mth/acct.,4560,0,0,4560,
9998,John Doe Co.,123456,DTC,3/26/2004,Account Fees,General,,Participant Account,,215.03,MSTC Specialist,1,760.00 per mth/acct.,760,0,0,760,
9998,John Doe Co.,123456,DTC,3/26/2004,Account Fees,General,,,,159,Additional Participant or IPA Account,380,330.00 per mth/acct.,125400,0,0,125400,
9998,John Doe Co.,123456,DTC,3/26/2004,Account Fees,General,,,,201,Pledgee Account (Participant),50,330.00 per mth/acct.,16500,0,0,16500,
9998,John Doe Co.,123456,DTC,3/26/2004,Account Fees,General,,,,208,Pledgee Account (Nonparticipant),18,570.00 per mth/acct.,10260,0,0,10260,
9998,John Doe Co.,123456,DTC,3/26/2004,Account Fees,Direct Registration System,Account Fees,,,412,DRS Limited-Purpose Account,27,275.00 per mth/acct.,7425,0,0,7425,
9998,John Doe Co.,123456,DTC,3/26/2004,Account Fees,Direct Registration System,Account Fees,,,501,DRS Application Fee,0,250.00 per app.,0,0,0,0,
9998,John Doe Co.,123456,DTC,3/26/2004,Account Fees,Direct Registration System,Profile Surety Program,,,502,Purchase of Surety Coverage,0,at cost,31500,0,0,31500,
9998,John Doe Co.,123456,DTC,3/26/2004,Account Fees,Direct Registration System,Profile Surety Program,,,165,DTC Administrative Cost,10,250.00 per yr.,2500,0,0,2500,
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Active Issue,,155.01,Stock Long Position,11099,0.54 per issue,5993.46,0,0,5993.46,
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Active Issue,,155.02,Corporate Bond Position,728,0.54 per issue,393.12,0,0,393.12,
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Active Issue,,155.03,Registered Muni Position,4025,0.54 per issue,2173.5,0,0,2173.5,
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Less Active Issue,,303.01,Corporate Stock Long Position,485,0.79 per issue,383.15,0,0,383.15,
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Less Active Issue,,303.02,Corporate Bond Position,111,0.79 per issue,87.69,0,0,87.69,
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Less Active Issue,,303.03,Registered Muni Position,321,1.29 per issue,414.09,0,0,414.09
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Average Daily Shares,,260.01,Corporate Stock Long Position,250000,.0052per issue,1300,0,0,1300
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Average Daily Shares,,260.01,Corporate Stock Long Position,300000,.0013 per issue,390,0,0,390
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Average Daily Shares,,260.01,Corporate Stock Long Position,2500000,.000652 per issue,1630,0,0,1630
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Average Daily Shares,,260.01,Corporate Stock Long Position,3500000,.00005 per issue,175,0,0,175
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Average Daily Shares,,260.03,Registered Muni Position,250000,.0052 per issue,1300,0,0,1300
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Average Daily Shares,,260.03,Registered Muni Position,630527,.0013 per issue,819.69,0,0,819.69
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,BEO Issue,,109.01,Corporate Stock Long Position,1061,0.35 per issue,371.35,0,0,371.35
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,BEO Issue,,109.02,Corporate Bond Position,5765,0.35 per issue,2017.75,0,0,2017.75
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,BEO Issue,,109.03,Registered Muni Position,30006,0.35 per issue,10502.1,0,0,10502.1
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,"Med-term Note, MMI, and Commercial Paper",,256.02,Corporate Bond Position,971,0.60 per issue,582.6,0,0,582.6
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,"Med-term Note, MMI, and Commercial Paper",,256.03,Registered Muni Position,11,0.60 per issue,6.6,0,0,6.6
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Issue nontransferable for up to 6 yrs,,118.01,Corporate Stock Long Position,1054,0.17 per issue,179.18,0,0,179.18
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Issue nontransferable for up to 6 yrs,,118.02,Corporate Bond Position,45,0.17 per issue,7.65,0,0,7.65
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Issue nontransferable for up to 6 yrs,,118.03,Registered Muni Position,4,0.17 per issue,0.68,0,0,0.68
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Issue nontransferable for up to 6 yrs,,118.04,Bearer Muni Position,18,0.17 per issue,3.06,0,0,3.06
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Issue nontransferable after 6 yrs,,373.01,Corporate Stock Long Position,1780,1.00 per issue,1780,0,0,1780
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Issue nontransferable after 6 yrs,,373.02,Corporate Bond Position,21,1.00 per issue,21,0,0,21
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,,,269,State of Israel (Surcharge),2,0.40 per issue,0.8,0,0,0.8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Cent-denominated or fractional share,,362.01,Corporate Stock Long Position,31,0.61 per issue,18.91,0,0,18.91
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Cent-denominated or fractional share,,362.02,Corporate Bond Position,5,0.61 per issue,3.05,0,0,3.05
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Cent-denominated or fractional share,,362.03,Registered Muni Position,2,0.61 per issue,1.22,0,0,1.22
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Swing of Security Position,,270.01,Corporate Stock DO,11840,0.20 per instr.,2368,0,0,2368
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,Swing of Security Position,,270.11,Corporate Stock Dividend,3092,0.20 per instr.,618.4,0,0,618.4
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Maintenance of Long Position,,,585,Fed Eligible Issue,30,1.00 per issue,30,0,0,30
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Municipal Bearer Bond Service,,,155,Active Issue,347,0.85 per issue,294.95,0,0,294.95
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Municipal Bearer Bond Service,,,153,Less Active Issue,5,1.70 per issue,8.5,0,0,8.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Municipal Bearer Bond Service,Face Value,,100.04,Bearer Muni Position,50000,.0679 per dollar,3395,0,0,3395
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Municipal Bearer Bond Service,Face Value,,100.04,Bearer Muni Position,100000,.16988 per dollar,16988,0,0,16988
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Municipal Bearer Bond Service,Face Value,,100.04,Bearer Muni Position,800000,.008402 per dollar,6721.6,0,0,6721.6
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Municipal Bearer Bond Service,Face Value,,100.04,Bearer Muni Position,900000,.004201 per dollar,3780.9,0,0,3780.9
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Municipal Bearer Bond Service,,,109,BEO Issue,0,0.35 per issue,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Municipal Bearer Bond Service,,,380,Positions in certificates Bound in Book,89,1.05 per pos.,93.45,0,0,93.45
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Municipal Bearer Bond Service,,,377,Positions Requiring Coupon Collection,207,0.25 per issue,51.75,0,0,51.75
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Municipal Bearer Bond Service,,,381,Positions in Multiple-Purpose Issues,43,0.50 per issue,21.5,0,0,21.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Municipal Bearer Bond Service,,,110,"Positions in Iss. Den. Units of $1,000",11,0.50 per issue,5.5,0,0,5.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Municipal Bearer Bond Service,,,361,Fractional Shares (surcharge),0,0.61 per issue,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Special Reconciliation Charges,,,276,Photocopying of Statement or Certificate,762,8.00 per copy,6096,0,0,6096
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Special Reconciliation Charges,,,126,Recording of Certificate Numbers,10,1.00 per cert.,10,0,0,10
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Asset Servicing,Special Reconciliation Charges,,,510,Researching of Aged and Other Items,235125,.01 depends,2351.25,0,0,2351.25
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,All Services,,,511,Minimum Charge,0,500.00 per month,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,216,Withdrawal and Pickup (COD),3226,30.00 per wd or pu,96780,0,0,96780
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,217,Withdrawal and Subsequent Deposit,1516,24.00 per wd or pu,36384,0,0,36384
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,218,Withdrawal and Shipment,2961,24.00 per wd / shp,71064,0,0,71064
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,227,Partial Withdrawal,193,24.00 per wd,4632,0,0,4632
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,106,Custody Transfer,1180,30.00 per transfer,35400,0,0,35400
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,202,Rush Transfer,0,65.00 per transfer,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,512,Certified Mailing,13,3.95 per mailing,51.35,0,0,51.35
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,119,Withdrawal and Direct Mail,46,3.62 per wd,166.52,0,0,166.52
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,233,Restricted Transfer,0,45.48 per transfer,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),Custody Issue-Coupon Clip and Collection,,251.01,Coupon Clipping,516,9.00 per coupon,4644,0,0,4644
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),Custody Issue-Coupon Clip and Collection,,251.02,Reorg Coupon Clipping,42,9.00 per coupon,378,0,0,378
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),Photocopying and Sending Cert. or Other,,395.01,Document copy,5,15.00 per copy,75,0,0,75
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),Photocopying and Sending Cert. or Other,,395.02,Custody Photocopies,782,15.00 per copy,11730,0,0,11730
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),First Recipient,,348.01,Customize Mail/Ltr.,1348,5.50 per deposit,7414,0,0,7414
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),First Recipient,,348.02,Image Fax Orig,439,5.50 per deposit,2414.5,0,0,2414.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),First Recipient,,348.03,Image Email Org,4575,5.50 per deposit,25162.5,0,0,25162.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),Additional Recipient,,350.01,Image Fax-Add'l Des.,8,2.00 per document,16,0,0,16
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),Additional Recipient,,350.02,Image Email-Add'l Des.,746,2.00 per document,1492,0,0,1492
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,198,Full-service Reorg Deposit,1218,65.00 per deposit,79170,0,0,79170
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,367,Receive and Deliver of Foreign Sec. to Cust.,351,7.48 per rec/del,2625.48,0,0,2625.48
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,257,Settlement Deliver,47,17.13 per deliver,805.11,0,0,805.11
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,258,Settlement Receive,0,24.79 per receive,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,336,Custody Deposit,19263,4.86 per deposit,93618.18,0,0,93618.18
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,286,Trailing Document,7591,4.50 per item,34159.5,0,0,34159.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Core Services),,,398,Long Position,329396,0.56 per cert.,184461.76,0,0,184461.76
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Non-Core Services),,,283,Special Mail or Customized Letter,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Non-Core Services),,,353,Custody Item Held and Pending Release,260,14.03 per reject,3647.8,0,0,3647.8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Non-Core Services),,,116,Box-to-Box Activity,9831,9.06 per move,89068.86,0,0,89068.86
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Non-Core Services),,,158,Cancellation Processing,313,16.00 per item,5008,0,0,5008
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Non-Core Services),,,131,Change of Account Number,2507,5.00 per change,12535,0,0,12535
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Non-Core Services),,,386,Reimaging of certificate or Doc via DIP,0,3.28 per receive,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Non-Core Services),,,375,Sorting of Nonsecuritized receive,158,4.50 per image,711,0,0,711
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Non-Core Services),,,360,Deposit of Gov't Security,15,6.52 per deposit,97.8,0,0,97.8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,295,Withdrawal Not Picked Up,33,28.42 per wd,937.86,0,0,937.86
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,121,Transfer,161,37.93 per reject,6106.73,0,0,6106.73
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,234,Restricted Transfer,0,37.93 per reject,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,225,Reorg ,244,50.00 per reject,12200,0,0,12200
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,274,Foreign Security from Custodian,53,37.93 per reject,2010.29,0,0,2010.29
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,311,Custody Deposit,0,37.93 per reject,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,358,Government Security,14,37.93 per reject,531.02,0,0,531.02
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,225,Front-end Reject,0,37.93 per reject,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,229,Exception of Restricted transfer,0,48.06 per item,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,156,Reorg Research,86,85.00 per item,7310,0,0,7310
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,302,Deliver,0,24.71 per reclaim,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,187,Receive ,0,17.96 per reclaim,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,185,Post-Settlement,0,16.75 per reclaim,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,397,Same-day Addition to Master File,13,30.75 per CUSIP,399.75,0,0,399.75
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,210,Please Code Item,183,1.08 per item,197.64,0,0,197.64
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,405,Message Facility (Surcharge),0,0.30 per instr.,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,115,Box-to-Box Audit Count,0,0.51 per cert.,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Custody (Exception Processing),,,282,Customer Audit Count,40,0.10 per cert.,4,0,0,4
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Common Asset Servicing Fees,Mail of Issue Surcharge,,122.01,Corporate Stock,113,1.50 per transaction,169.5,0,0,169.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Common Asset Servicing Fees,Mail of Issue Surcharge,,122.02,Corporate Bond ,256,1.50 per transaction,384,0,0,384
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Common Asset Servicing Fees,Mail of Issue Surcharge,,122.03,Registered Muni ,187,1.50 per transaction,280.5,0,0,280.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Common Asset Servicing Fees,Research Fee,,514.01,Custody Research,0,55.00 per hr./research,2351.25,0,0,2351.25
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Common Asset Servicing Fees,Research Fee,,514.02,Research Charges,0,55.00 per hr./research,36190,0,0,36190
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Custody Services,Common Asset Servicing Fees,,,117,Reject Fee,27162,50.00 per reject,1358100,0,0,1358100
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Regular Deposits Received from a Branch,Branch Deposit Original Transactions,197.11,Regular Deposits,63962,2.49 per deposit,159265.38,0,0,159265.38
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Regular Deposits Received from a Branch,Branch Deposit Original Transactions,197.12,Reorg Mand Deposits,1060,2.49 per deposit,2639.4,0,0,2639.4
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Regular Deposits Received from a Branch,Branch Deposit Original Transactions,197.13,Reorg Redemp Deposits,61,2.49 per deposit,151.89,0,0,151.89
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Regular Deposits Received from a Branch,Branch Deposit Original Transactions,197.14,Reorg Man 3 Yr Deposit,344,2.49 per deposit,856.56,0,0,856.56
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Regular Deposits Received from a Branch,Corporate Bond Branch Deposit Original Transactions,197.21,Regular Deposits,173,2.49 per deposit,430.77,0,0,430.77
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Regular Deposits Received from a Branch,Corporate Bond Branch Deposit Original Transactions,197.22,Reorg Mand Deposits,6,2.49 per deposit,14.94,0,0,14.94
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Regular Deposits Received from a Branch,Registered Muni Branch Deposit Original Transactions,197.31,Regular Deposits,509,2.49 per deposit,1267.41,0,0,1267.41
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Regular Deposits Received from a Branch,Bearer Branch Deposit Original Transactions,197.41,Regular Deposits,197,2.49 per deposit,490.53,0,0,490.53
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Regular Deposits Received from a Branch,Corporate Bond Branch Deposit Subsequent Transactions,197.24,Reorg Redemp Deposits,102,2.49 per deposit,253.98,0,0,253.98
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Regular Deposits Received from a Branch,Registered Muni Branch Deposit Subsequent Transactions,197.32,Reorg Redemp Deposits,194,2.49 per deposit,483.06,0,0,483.06
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Regular Deposits Received from a Branch,Bearer Branch Deposit Subsequent Transactions,197.42,Reorg Redemp Deposits,90,2.49 per deposit,224.1,0,0,224.1
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Legal Deposits Received from a Branch,,314.01,Branch Deposits,12740,7.80 per deposit,99372,0,0,99372
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Legal Deposits Received from a Branch,,314.02,Corporate Bond Branch Deposits,83,7.80 per deposit,647.4,0,0,647.4
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Legal Deposits Received from a Branch,,314.03,Registered Muni Branch Deposits,188,7.80 per deposit,1466.4,0,0,1466.4
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Core Services),Legal Deposits Received from a Branch,,314.04,Bearer Branch Branch Deposits,18,7.80 per deposit,140.4,0,0,140.4
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Non-Core Services),,,184,Receipt of Internal Pkg,14016,0.30 per envelope,4202.8,0,0,4202.8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Non-Core Services),,,192,Recycling of Internal Pkg,9366,0.03 per envelope,280.98,0,0,280.98
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Non-Core Services),,,242,Consolidation of Multiple Deposits,416,0.44 per consolid.,183.04,0,0,183.04
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Non-Core Services),,,226,Research on Name Change of Issue,230,15.00 per change,3450,0,0,3450
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Non-Core Services),,,246,Change to or Correction of Deposit Type,1607,0.14 per change/cor.,224.98,0,0,224.98
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Non-Core Services),,,347,Disposal of Unused Bar-coded Tickets,18244,0.01 per ticket,182.44,0,0,182.44
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Non-Core Services),,,280,Telephone Notification of Errors,97,3.58 per call,347.26,0,0,347.26
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Non-Core Services),,,235,Ret. Of Legal Dep. Sub. Thru PELD/PEND,6679,3.43 per item,22908.97,0,0,22908.97
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Non-Core Services),,,103,Verification of Pkg Receipt,3918,2.03 per package,7953.54,0,0,7953.54
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Non-Core Services),,,248,Correction of Registration,967,0.70 per correction,676.9,0,0,676.9
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Exception Processing),,,161,Addition of Branch Item,2084,2.75 per item,5731,0,0,5731
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Exception Processing),,,382,Processing of Multideposit Exception,18,4.45 per exception,80.1,0,0,80.1
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Exception Processing),,,261,Processing of SIC Deposit,8220,1.75 per deposit,14385,0,0,14385
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Exception Processing),,,275,Phone Call to Trsfr Agent for SIC Item,6810,8.14 per call,55433.4,0,0,55433.4
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Exception Processing),,,228,Processing of Response to Error Cond.,17642,0.60 per deposit,10585.2,0,0,10585.2
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Exception Processing),,,245,Processing of Deposit Rejected Same Day,2471,4.50 per reject,11119.5,0,0,11119.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Exception Processing),,,285,Processing of Trailing Docs thru PEND,9993,3.43 per item,34275.99,0,0,34275.99
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Branch Deposits (Exception Processing),,,210,Please Code Item,183,1.08 per item,197.64,0,0,197.64
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Depository Facilities,Facility Usage Fee,,407.01,Coporate Stock Deposits,1268,0.73 per deposit,925.64,0,0,925.64
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Depository Facilities,Facility Usage Fee,,407.02,Corporate Bond Deposits,2,0.73 per deposit,1.46,0,0,1.46
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Depository Facilities,Facility Usage Fee,,407.03,Registered Muni Positions Deposits,6,0.73 per deposit,4.38,0,0,4.38
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Depository Facilities,Facility Usage Fee,,407.04,Muni Bearer Bond Deposits,2,0.73 per deposit,1.46,0,0,1.46
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Depository Facilities,Facility Deposit,,406.01,Corporate Stock Deposits,1268,0.40 per deposit,507.2,0,0,507.2
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Depository Facilities,Facility Deposit,,406.02,Corporate Bond Deposits,2,0.40 per deposit,0.8,0,0,0.8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Depository Facilities,Facility Deposit,,406.03,Registered Muni Positions Deposits,6,0.40 per deposit,2.4,0,0,2.4
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Depository Facilities,Facility Deposit,,406.04,Muni Bearer Bond Deposits,2,0.40 per deposit,0.8,0,0,0.8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Legal Deposits,Full-Service Deposit,,312.01,Corporate Stock Deposits,2613,6.25 per deposit,16331.25,0,0,16331.25
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Legal Deposits,Full-Service Deposit,,312.02,Corporate Bond Deposits,18,6.25 per deposit,112.5,0,0,112.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Legal Deposits,Full-Service Deposit,,312.03,Registered Muni Positions Deposits,120,6.25 per deposit,750,0,0,750
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Legal Deposits,Full-Service Deposit,,312.04,Muni Bearer Bond Deposits,2,6.25 per deposit,12.5,0,0,12.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Legal Deposits,Basic Deposit,,310.01,Corporate Stock Deposits,19156,2.71 per deposit,51912.76,0,0,51912.76
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Legal Deposits,Basic Deposit,,310.02,Corporate Bond Deposits,133,2.71 per deposit,360.43,0,0,360.43
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Legal Deposits,Basic Deposit,,310.03,Registered Muni Positions Deposits,569,2.71 per deposit,1541.99,0,0,1541.99
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Legal Deposits,Basic Deposit,,310.04,Muni Bearer Bond Deposits,32,2.71 per deposit,86.72,0,0,86.72
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Legal Deposits,Tracking Full-Service or Basic Dep.,,309.01,Corporate Stock Deposits,18465,0.20 per deposit,3693,0,0,3693
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Legal Deposits,Tracking Full-Service or Basic Dep.,,309.02,Corporate Bond Deposits,121,0.20 per deposit,24.2,0,0,24.2
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Legal Deposits,Tracking Full-Service or Basic Dep.,,309.03,Registered Muni Positions Deposits,621,0.20 per deposit,124.2,0,0,124.2
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Legal Deposits,Tracking Full-Service or Basic Dep.,,309.04,Muni Bearer Bond Deposits,26,0.20 per deposit,5.2,0,0,5.2
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Legal Deposits,,,280,Telephone Notification of Transfer,15,3.58 per deposit,53.7,0,0,53.7
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Municipal Bearer Bond Service,,,135,First 10 Certificates,711,6.25 per deposit,4443.75,0,0,4443.75
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Municipal Bearer Bond Service,Group of 10 After First 10,,136.4,Deposit Certificate,1,6.25 per group of 10,6.25,0,0,6.25
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Municipal Bearer Bond Service,Group of 10 After First 10,,136.41,Bearer Deposit Certificate,0,2.00 per group of 10,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Municipal Bearer Bond Service,Group of 10 After First 10,,136.42,Deposit Certificate,0,0.01 per group of 10,116,0,0,116
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Municipal Bearer Bond Service,Deposit made Outside PTS Function DAM,,317.01,Corporate Stock Deposits,123,1.00 per deposit,123,0,0,123
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Municipal Bearer Bond Service,Deposit made Outside PTS Function DAM,,317.02,Corporate Bond Deposits,76,1.00 per deposit,76,0,0,76
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Municipal Bearer Bond Service,Deposit made Outside PTS Function DAM,,317.03,Registered Muni Deposits,43,1.00 per deposit,43,0,0,43
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Municipal Bearer Bond Service,Deposit made Outside PTS Function DAM,,317.04,Bearer Muni Deposits,8,1.00 per deposit,8,0,0,8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Municipal Bearer Bond Service,,,263,Deposit of Certificates w/o CUSIP,233,0.65 per deposit,151.45,0,0,151.45
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Registered Certificate Deposit,Corporate Stock Registered Cert. Dep. Orignal Transactions,132.11,Deposit-Night,32816,2.15 per deposit,70554.4,0,0,70554.4
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Registered Certificate Deposit,Corporate Stock Registered Cert. Dep. Orignal Transactions,132.12,Deposit-Day,55958,2.15 per deposit,120309.7,0,0,120309.7
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Registered Certificate Deposit,Corporate Bond Registered Cert. Dep. Original Transactions,132.21,Deposit-Night,348,2.15 per deposit,748.2,0,0,748.2
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Registered Certificate Deposit,Corporate Bond Registered Cert. Dep. Original Transactions,132.22,Deposit-Day,276,2.15 per deposit,593.4,0,0,593.4
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Registered Certificate Deposit,Registered Muni Position Registered Cert. Dep. Original Transactions,132.31,Deposit-Night,620,2.15 per deposit,1333,0,0,1333
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Registered Certificate Deposit,Corporate Stock Registered. Cert. Dep. Subsequent Transactions,132.43,Front End Rej Deposit,129,2.15 per deposit,277.35,0,0,277.35
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Certificate Charge,,330.01,Corporate Stock,3160,0.30 per group,948,0,0,948
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Certificate Charge,,330.02,Registered Muni Position,4,0.30 per group,1.2,0,0,1.2
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Record Date or Cutoff Date Deposit,,326.01,Corporate Stock,2347,5.00 per deposit,11735,0,0,11735
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Record Date or Cutoff Date Deposit,,326.02,Corporate Bond,19,5.00 per deposit,95,0,0,95
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Record Date or Cutoff Date Deposit,,326.03,Registered Muni Deposits,11,5.00 per deposit,55,0,0,55
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Record Date or Cutoff Date Deposit,,326.04,Bearer Muni Deposits,4,5.00 per deposit,20,0,0,20
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Rejected Deposit,,117.01,Corporate Stock,4140,50.00 per deposit,207000,0,0,207000
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Rejected Deposit,,117.02,Bearer Muni Deposits,59,50.00 per deposit,2950,0,0,2950
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Rejected Deposit,,117.03,Branch Deposit,468,50.00 per deposit,23400,0,0,23400
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,FAST Transfer Agent Deposit,,402.01,Corporate Stock Deposits,62711,1.50 per deposit,94066.5,0,0,94066.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,FAST Transfer Agent Deposit,,402.02,Corporate Bond Deposits,3061,1.50 per deposit,4591.5,0,0,4591.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,FAST Transfer Agent Deposit,,402.03,Registered Muni Deposits,135,1.50 per deposit,202.5,0,0,202.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Nontransferable Issue,,374.01,Corporate Stock Deposits,281,6.25 per deposit,1756.25,0,0,1756.25
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Nontransferable Issue,,374.02,Corporate Bond Deposits,172,6.25 per deposit,1075,0,0,1075
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Previous Reverse Split,,149.01,Corporate Stock Deposits,14329,6.25 per deposit,89556.25,0,0,89556.25
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Previous Reverse Split,,149.02,Corporate Bond Deposits,1,6.25 per deposit,6.25,0,0,6.25
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Previous Reverse Split,,149.03,Registered Muni Deposits,25,6.25 per deposit,156.25,0,0,156.25
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Deposit (Surcharge),,317.01,Corporate Stock,345,1.00 per deposit,345,0,0,345
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Deposit (Surcharge),,317.02,Corporate Bond,8,1.00 per deposit,8,0,0,8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Deposit (Surcharge),,317.03,Registered Muni Deposits,23,1.00 per deposit,23,0,0,23
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Transfer Agent Charges,,513.01,Custody Fee,0,1.00 per unit,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Transfer Agent Charges,,513.02,Custody TA Fee,0,0.01 per unit,68258.98,0,0,68258.98
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Transfer Agent Charges,,513.03,Custody SCL Fee,22500,0.01 per unit,225,0,0,225
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Registered Certificate Deposits,Transfer Agent Charges,,513.04,Dep TA Fee,0,0.01 per unit,207856.83,0,0,207856.83
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Restricted Deposits,,,230,Restricted Deposit Serviced (RDS),4211,45.48 per deposit,191516.28,0,0,191516.28
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Restricted Deposits,,,128,Processing of Trailing Docs,9,3.48 per item,31.32,0,0,31.32
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Deposit Services,Restricted Deposits,,,129,RDS Mail Forwarding,155,18.52 per item,2870.6,0,0,2870.6
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Direct Registration System (DRS),Withdrawal by Transfer,,,515,Establishment of DRS Account,0,0.55 per tran advice,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Direct Registration System (DRS),Withdrawal by Transfer,,,292,DO through DRS,30872,0.45 per transaction,13892,0,0,13892
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Direct Registration System (DRS),Withdrawal by Transfer,,,124,Request of Certificate for DRS-Eligible Issue,22459,5.00 per certificate,112295,0,0,112295
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Direct Registration System (DRS),Withdrawal by Transfer,,,281,Initiation of DRS Profile Transaction,31405,0.31 per transaction,9735.55,0,0,9735.55
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Direct Registration System (DRS),Withdrawal by Transfer,,,281,Cancellation of DRS Profile Change,0,0.31 per transaction,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Direct Registration System (DRS),Withdrawal by Transfer,,,389,Initiation of DRS Change via PTS func. DRST,0,0.40 per transaction,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Direct Registration System (DRS),Withdrawal by Transfer,,,389,Cancellation of DRS Change via PTS func. DRST,0,0.40 per transaction,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,Stock Dividend Payment,,271.01,Corporate Stock Dividend,8287,8.87 per credit,73505.69,0,0,73505.69
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,Stock Dividend Payment,,271.02,Corporate Bond Dividend Charges,65,8.87 per credit,576.55,0,0,576.55
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,Stock Dividend Payment,,271.03,Registered Muni Dividend,2,8.87 per credit,17.74,0,0,17.74
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,Stock Dividend Payment,,271.04,Bearer Muni Interest Dividend,34,8.87 per credit,301.58,0,0,301.58
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,Corporate Issue,,160.01,Corporate Stock Dividend,339480,1.31 per credit,444718.8,0,0,444718.8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,Corporate Issue,,160.02,Corporate Bond Dividend Charges,180312,1.31 per credit,236208.72,0,0,236208.72
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,Floating Payable Date Security,,516.01,Corporate Stock Dividend,64582,2.40 per credit,154996.8,0,0,154996.8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,Floating Payable Date Security,,516.03,Registered Muni Dividend,21243,2.40 per credit,50983.2,0,0,50983.2
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,,,111,ABS/CMO P&I Fee,249806,2.60 per credit,649495.6,0,0,649495.6
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,,,391,MMI,113539,0.98 per credit,111268.22,0,0,111268.22
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,,,266,Stock Loan Income Tracking and REPO,129331,0.31 per credit/debit,40092.61,0,0,40092.61
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,,,162,Registered Municipal Issue,656928,1.53 per credit,1005099.84,0,0,1005099.84
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,,,196,VRDO,42451,2.90 per credit,123107.9,0,0,123107.9
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,,,325,Research on Invalid Dividend or Interest Claim,0,2.50 per claim,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,Photocopying,,213.01,Dividend Extra Copy,202,8.00 per copy,1616,0,0,1616
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,Photocopying,,213.02,Photocopy (GC),50,8.00 per copy,400,0,0,400
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,,,209,Adjustment of Trade Proceeds,4893,0.31 per credit/debit,1516.83,0,0,1516.83
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,,,355,DRP Inst. To Rec. Stock in Lieu of Cash Dividend,2781,14.00 per allocation,38934,0,0,38934
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,,,179,Automatic Reinvestment of Dividend,5063,8.87 per allocation,44908.81,0,0,44908.81
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Dividend Credits,,,262,CRS Election,293,35.00 per allocation,10255,0,0,10255
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Municipal Bearer Bond Service,,,379,Credit,21325,6.50 per credit,138612.5,0,0,138612.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Municipal Bearer Bond Service,,,154,Surcharge,98919,0.07 per $1k int. rec.,6924.33,0,0,6924.33
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Municipal Bearer Bond Service,,,169,Shell CUSIP is Contained,1099,21.00 per shell,23079,0,0,23079
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Municipal Bearer Bond Service,,,327,Shell Cust-assigned ID is Contained,44,23.00 per shell,1012,0,0,1012
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Dividend Services,Municipal Bearer Bond Service,,,252,Rejected Shell,73,15.00 per shell,1095,0,0,1095
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Deliveries,ESS or FOSS Delivery,,414.01,ESS Delivery,812,10.15 per delivery,8241.8,0,0,8241.8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Deliveries,ESS or FOSS Delivery,,414.02,FOSS Delivery,2,10.15 per delivery,20.3,0,0,20.3
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Deliveries,,,411,ESS Or FOSS Reclaim Delivery,60,10.15 per item,609,0,0,609
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Deliveries,,,333,Internal Cross-Delivery,30,9.70 per delivery,291,0,0,291
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Deliveries,,,371,OTW Delivery,1196,15.80 per delivery,18896.8,0,0,18896.8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Deliveries,,,369,OTW Reclaim Delivery,45,14.95 per item,672.75,0,0,672.75
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Receives,ESS or FOSS Receive,,413.01,ESS Receive,8738,10.15 per receive,88690.7,0,0,88690.7
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Receives,ESS or FOSS Receive,,413.02,FOSS Receive,7949,10.15 per receive,80682.35,0,0,80682.35
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Receives,,,370,OTW Receive,1785,14.95 per receive,26685.75,0,0,26685.75
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Receives,,,133,Branch Receive w/o SIC,41,6.50 per receive,266.5,0,0,266.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Receives,ESS or FOSS Reclaim Receive,,409.01,ESS Reclaim Receive,49,10.15 per item,497.35,0,0,497.35
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Receives,ESS or FOSS Reclaim Receive,,409.02,FOSS Reclaim Receive,4,10.15 per item,40.6,0,0,40.6
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Receives,,,332,Internal Cross-Receive,79,9.70 per receive,766.3,0,0,766.3
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Receives,,,368,OTW Reclaim Receive,13,15.80 per item,205.4,0,0,205.4
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Physical Processing,,,194,DTC Deposit,4,4.20 per deposit,16.8,0,0,16.8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Physical Processing,,,423,COD Pickup,29,4.00 per item,116,0,0,116
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Transfers,Restricted Transfer,,233.01,Misc. NY Window Service,0,45.58 per transfer,68875.59,0,0,68875.59
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Transfers,Restricted Transfer,,233.02,NY Window Agent Fees,0,45.58 per transfer,410,0,0,410
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Transfers,,,340,Direct Clearing Transfer,3,14.50 per transfer,43.5,0,0,43.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Other Services,,,238,Return of Security,0,0.30 per security,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Other Services,,,236,Transportation,49,12.00 per trip,588,0,0,588
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Other Services,,,152,Messenger Service,0,7.50 per hr. on req,55,0,0,55
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,New York Window Services,Other Services,,,90,Daily Balancing,352,15.00 per day,5280,0,0,5280
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Municipal Bearer Bond Service,Full or Partial,,195.03,Registered Muni Redemption,4,17.50 min per rd/mty,70,0,0,70
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Municipal Bearer Bond Service,Full or Partial,,195.04,Bearer Muni Redemption,33661,17.50 min per rd/mty,589067.5,0,0,589067.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Municipal Bearer Bond Service,Additional Redemption or Maturity,,408.03,Registered Muni Redemption,0,0.17 per $1k,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Municipal Bearer Bond Service,Additional Redemption or Maturity,,408.04,Bearer Muni Redemption,0,0.17 per $1k,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Municipal Bearer Bond Service,,,584,Coupon Clipping and Collection,62711,1.50 per issue,94066.5,0,0,94066.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,1 to 400 Common Shares,,241.01,RTS Subscript Min,88,15.24 per tran+2DOfees,1341.12,0,0,1341.12
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,1 to 400 Common Shares,,241.02,RTS Cover Min Item,1,15.24 per tran+2DOfees,15.24,0,0,15.24
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,1 to 400 Common Shares,,241.03,Minimum Items,287,15.24 per tran+2DOfees,4373.88,0,0,4373.88
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,1 to 400 Common Shares,,241.04,Warrant Minimum,108,15.24 per tran+2DOfees,1645.92,0,0,1645.92
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,"401 to 2,000 Common Shares",,167.01,RTS Scale Sharers,97676,0.04 per share+2DO fees,3711.69,0,0,3711.69
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,"401 to 2,000 Common Shares",,167.02,RTS Cover Scale Share,4052,0.04 per share+2DO fees,153.98,0,0,153.98
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,"401 to 2,000 Common Shares",,167.03,Coporate Stock Conversion Scale Shares,220865,0.04 per share+2DO fees,8392.87,0,0,8392.87
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,"401 to 2,000 Common Shares",,167.04,Corporate Stock Conversion Scale Shares,66606,0.04 per share+2DO fees,2531.03,0,0,2531.03
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,"401 to 2,000 Common Shares",,167.05,Corporate Bond Conversion Scale Shares,2000,0.04 per share+2DO fees,76,0,0,76
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,"2,001 or More Common Shares",,164.01,Right Max Items,287,76.00 per tran+2DO fees,21812,0,0,21812
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,"2,001 or More Common Shares",,164.02,RTS Cover Max Item,11,76.00 per tran+2DO fees,836,0,0,836
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,"2,001 or More Common Shares",,164.03,Corporate Stock Conversion Maximum Items,501,76.00 per tran+2DO fees,38076,0,0,38076
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,"2,001 or More Common Shares",,164.04,Warrant Maximum,70,76.00 per tran+2DO fees,5320,0,0,5320
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,"2,001 or More Common Shares",,164.05,Corporate Bond Conversion Maximum Item,17,76.00 per tran+2DO fees,1292,0,0,1292
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Instruction Fee,,522.01,RTS Scale Items,98,0.90 per instruction,88.2,0,0,88.2
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Instruction Fee,,522.02,RTS Cover Scale Item,4,0.90 per instruction,3.6,0,0,3.6
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Instruction Fee,,522.03,Corporate Stock Conversion Scale Items,229,0.90 per instruction,206.1,0,0,206.1
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Instruction Fee,,522.04,Corporate Stock Conversion Scale Items,71,0.90 per instruction,63.9,0,0,63.9
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Instruction Fee,,522.05,Corporate Bond Conversion Scale Items,1,0.90 per instruction,0.9,0,0,0.9
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Unit Swingover,Corporate Stock Units,273.11,Combined,0,9.06 per swingover,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Unit Swingover,Corporate Stock Units,273.12,Separate,0,9.06 per swingover,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Unit Swingover,Corporate Bond Units,273.21,Combined,0,9.06 per swingover,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Unit Swingover,Corporate Bond Units,273.22,Separate,0,9.06 per swingover,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,DO Swingover,,523.01,Corporate Stock Units,0,0.45 per unit proc fee,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,DO Swingover,,523.02,Corporate Bond Units,0,0.45 per unit proc fee,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Corporate Issue,,193.01,Corporate Stock Redemp/Exchange,16918,19.40 per part pos,328209.2,0,0,328209.2
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Corporate Issue,,193.02,Corporate Bond Redemp/Exchange,30720,19.40 per part pos,595968,0,0,595968
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Registered Muni Issue,,195.03,Registered Muni Redemption,63593,17.50 per position,1112877.5,0,0,1112877.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Registered Muni Issue,,195.04,Bearer Muni Redemption,3661,17.50 per position,64067.5,0,0,64067.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Addt'l Fee for Cert. Registered Muni Issue,,408.03,Registered Muni Redemption,225,0.17 per $1k,38.25,0,0,38.25
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Addt'l Fee for Cert. Registered Muni Issue,,408.04,Bearer Muni Redemption,378,0.17 per $1k,64.26,0,0,64.26
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,,,524,Fully Prerefunded Security,22189,7.00 per part pos,155323,0,0,155323
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,,,525,Shipping Charge for Early CD Redemption,0,at cost,10.96,0,0,10.96
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,,,376,Proc. Of Position Swing from Name change,3002,6.60 per part pos,19813.2,0,0,19813.2
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Mandatory (Regular or Legal),Corporate Stock Redemp/Exchange,207.11,Reorg Mand-(Dep),2032,53.00 per deposit,107696,0,0,107696
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Mandatory (Regular or Legal),Corporate Stock Redemp/Exchange,207.12,Leg Mand-(Dep),285,53.00 per deposit,15105,0,0,15105
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Mandatory (Regular or Legal),Corporate Stock Redemp/Exchange,207.13,Mand over 3yrs (Dep),2887,53.00 per deposit,153011,0,0,153011
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Mandatory (Regular or Legal),Corporate Bond Redemp,207.21,Reorg Mand (Dep),12,53.00 per deposit,636,0,0,636
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Mandatory (Regular or Legal),Corporate Bond Redemp,207.22,Leg Mand (Dep),2,53.00 per deposit,106,0,0,106
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Mandatory (Regular or Legal),Corporate Bond Redemp,207.23,Mand over 3yrs (Dep),41,53.00 per deposit,2173,0,0,2173
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Mandatory (Regular or Legal),Registered Muni Redemption,207.31,Mand over 3yrs (Dep),1,53.00 per deposit,53,0,0,53
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Redemption or Call (Regular of Legal),Corporate Stock Redemp/Exchange,221.11,Reorg Redemp (Dep),225,31.50 per deposit,7087.5,0,0,7087.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Redemption or Call (Regular of Legal),Corporate Stock Redemp/Exchange,221.12,Reorg Leg Redemp (Dep),75,31.50 per deposit,2362.5,0,0,2362.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Redemption or Call (Regular of Legal),Corporate Bond Redemp,221.21,Reorg Redemp (Dep),615,31.50 per deposit,19372.5,0,0,19372.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Redemption or Call (Regular of Legal),Corporate Bond Redemp,221.22,Reorg Leg Redemp (Dep),152,31.50 per deposit,4788,0,0,4788
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Redemption or Call (Regular of Legal),Registered Muni Redemption,221.31,Reorg Redemp (Dep),679,31.50 per deposit,21388.5,0,0,21388.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Redemption or Call (Regular of Legal),Registered Muni Redemption,221.32,Reorg Leg Redemp (Dep),109,31.50 per deposit,3433.5,0,0,3433.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Redemption or Call (Regular of Legal),Bearer Muni Redemption,221.41,Reorg Redemp (Dep),548,31.50 per deposit,17262,0,0,17262
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Redemption or Call (Regular of Legal),Bearer Muni Redemption,221.42,Reorg Leg Redemp (Dep),6,31.50 per deposit,189,0,0,189
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Sale of Rights,,244.01,Corporate Stock Redemp/Exchange,0,35.00 per letter of trans,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Sale of Rights,,244.02,Corporate Bond Redemp/Exchange,0,35.00 per letter of trans,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Standard,Corporate Stock Redemp/Exchange,526.11,Tender Offer,2,35.00 per letter,70,0,0,70
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Standard,Corporate Stock Redemp/Exchange,526.12,Tender Withdrawal,1,35.00 per letter,35,0,0,35
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Standard,Corporate Stock Redemp/Exchange,526.13,Puts Transfer ,175,35.00 per letter,6125,0,0,6125
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Standard,Corporate Stock Redemp/Exchange,526.14,Puts Withdrawal,53,35.00 per letter,1855,0,0,1855
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Standard,Corporate Stock Redemp/Exchange,526.15,Vol. Exchange/Tender,5,35.00 per letter,175,0,0,175
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Standard,Corporate Bond Redemption,526.21,Vol. Exchange/Foreign,2,35.00 per letter,70,0,0,70
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Standard,Corporate Bond Redemption,526.22,Vol. Exchange/Tender,706,35.00 per letter,24710,0,0,24710
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Standard,Registered Muni Redemption,526.31,Vol. Exchange/Tender,1,35.00 per letter,35,0,0,35
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Base,Corporate Stock Redemp/Exchange,527.11,Tender Transfer,107,20.00 per instruction,2140,0,0,2140
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Base,Corporate Stock Redemp/Exchange,527.12,Tender Withdrawal,2,20.00 per instruction,40,0,0,40
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Base,Corporate Stock Redemp/Exchange,527.13,Puts Transfer ,2,20.00 per instruction,40,0,0,40
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Base,Corporate Stock Redemp/Exchange,527.14,Puts Withdrawal,8,20.00 per instruction,160,0,0,160
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Bulk,Corporate Stock Redemp/Exchange,528.11,Tender Transfer,1081,0.70 per ea addtl ins,756.7,0,0,756.7
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Bulk,Corporate Stock Redemp/Exchange,528.12,Tender Withdrawal,171,0.70 per ea addtl ins,119.7,0,0,119.7
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Bulk,Corporate Stock Redemp/Exchange,528.13,Puts Transfer ,11,0.70 per ea addtl ins,7.7,0,0,7.7
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Bulk,Corporate Stock Redemp/Exchange,528.14,Puts Withdrawal,0,0.70 per ea addtl ins,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Offer Service Fee,Corporate Stock Redemp/Exchange,529.11,Tender,95,20.00 per pos holder,1900,0,0,1900
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Offer Service Fee,Corporate Stock Redemp/Exchange,529.12,Puts,8,20.00 per pos holder,160,0,0,160
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,,,530,Put Swing Standard,4,20.00 per pos holder,140,0,0,140
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Protect (Submission and Rights),,150,Corporate Stock-Protect Submission,609,4.15 per transaction,2527.35,0,0,2527.35
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Protect (Submission and Rights),,239,Corporate Stock-Rights Protect Fee,16,4.15 per transaction,66.4,0,0,66.4
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,,,219,Photocopying of Prev. Issued Important Notice,12,8.00 per copy/req,96,0,0,96
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,,,212,CMOP Service,219,6.42 per CMOP+2DO fees,1405.9,0,0,1405.9
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,,,321,IVORS,12093,1.71 per redemp/sale,20679.03,0,0,20679.03
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Remarketing Agent Fee,,532.02,Corporate Bond,5,17.50 per transaction,87.5,0,0,87.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Remarketing Agent Fee,,532.03,Registered Muni,18,17.50 per transaction,315,0,0,315
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,Remarketing Agent Fee,,532.04,Bearer Muni,1,17.50 per transaction,17.5,0,0,17.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,,,533,Proxy Record Date Meeting,2504,0.50 per rec dt pos,1252,0,0,1252
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Reorganization Services,Reorganization,,,534,Proc. Of Dissent Letter or Shareholder Demand,16,400.00 per diss letter,6400,0,0,6400
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,,,334,Sorting,371,53.50 per month,19848.5,0,0,19848.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,,,335,Shipping,292,87.57 per month,25570.44,0,0,25570.44
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Withdrawals-by-Transfer,,363.01,Corporate Stock Transfer,7342,0.35 per WT,2569.7,0,0,2569.7
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Withdrawals-by-Transfer,,363.02,Corporate Bond Transfer,7,0.35 per WT,2.45,0,0,2.45
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Withdrawals-by-Transfer,,363.03,Registered Muni Transfer,262,0.35 per WT,91.7,0,0,91.7
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Urgent Withdrawal,,364.01,Corporate Stock COD,129,7.44 per COD,959.76,0,0,959.76
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Urgent Withdrawal,,364.02,Corporate Bond COD,21,7.44 per COD,156.24,0,0,156.24
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Urgent Withdrawal,,364.03,Registered Muni COD,3,7.44 per COD,22.32,0,0,22.32
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Urgent Withdrawal,,364.04,Bearer Muni COD,69,7.44 per COD,513.36,0,0,513.36
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,,,331,Withholding of Material Same Day Pickup,0,20.00 per occurance,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,,,329,Withholding of Material No Show,0,40.00 per occurance,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Mailing,,535.01,Postage via DTC,0,at cost,16352.65,0,0,16352.65
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Mailing,,535.02,DMD Supp Postage,0,at cost,307.85,0,0,307.85
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Mailing,,535.03,Federal Express,0,at cost,48.32,0,0,48.32
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Mailing,,535.04,Federal Express (GC),0,at cost,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Mailing,,535.05,Shipping Charges,0,at cost,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Mailing,,535.06,Priority Mail Interface,0,at cost,1709.32,0,0,1709.32
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Mailing,,535.07,Registered Mail,0,at cost,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Mailing,,535.08,Shipping,0,at cost,982.52,0,0,982.52
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Mailing,,535.09,Postage,0,at cost,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Interface Department,Mailing,,535.11,UPS Charges,0,at cost,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Municipal Bearer Bond Service,,,220,First 10 Certificates,8,35.75 per COD,286,0,0,286
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Municipal Bearer Bond Service,,,536,Group of 10 After First 10,0,4.00 per group of 10,132,0,0,132
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Municipal Bearer Bond Service,,,296,Unclaimed COD,2,28.00 per unclaimed wd,56,0,0,56
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,"Urgent Withdrawal, or Certificates-on-Demand",COD,,232.01,Corporate Stock COD,205,41.70 per withdrawal,8548.5,0,0,8548.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,"Urgent Withdrawal, or Certificates-on-Demand",COD,,232.02,Corporate Bond COD,311,41.70 per withdrawal,12968.7,0,0,12968.7
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,"Urgent Withdrawal, or Certificates-on-Demand",COD,,232.11,Corporate Stock COD,4,41.70 per withdrawal,166.8,0,0,166.8
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,"Urgent Withdrawal, or Certificates-on-Demand",Critical Withdrawal Request,,284.01,Corporate Stock COD,14,75.00 per request,1050,0,0,1050
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,"Urgent Withdrawal, or Certificates-on-Demand",Critical Withdrawal Request,,284.03,Registered Muni COD,9,75.00 per request,675,0,0,675
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,"Urgent Withdrawal, or Certificates-on-Demand",,,294,Unclaimed Security,19,15.00 per unclaimed wd,285,0,0,285
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,"Urgent Withdrawal, or Certificates-on-Demand",,,222,Dropped COD,3,2.00 per dropped,6,0,0,6
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,WT,Corporate Stock Transfer Original Transactions,345.11,CCF,11520,9.50 per assignment,109440,0,0,109440
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,WT,Corporate Stock Transfer Original Transactions,345.12,PTS,6594,9.50 per assignment,62643,0,0,62643
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,WT,Corporate Stock Transfer Original Transactions,345.13,DMD,26617,9.50 per assignment,252861.5,0,0,252861.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,WT,Corporate Stock Transfer Original Transactions,345.14,Paper,195,9.50 per assignment,1852.5,0,0,1852.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,WT,Corporate Bond Transfer Original Transactions,354.21,CCF,16,9.50 per assignment,152,0,0,152
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,WT,Corporate Bond Transfer Original Transactions,345.22,PTS,7,9.50 per assignment,66.5,0,0,66.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,WT,Corporate Bond Transfer Original Transactions,345.23,DMD,71,9.50 per assignment,674.5,0,0,674.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,WT,Corporate Bond Transfer Original Transactions,345.24,Paper,0,9.50 per assignment,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,WT,Registered Muni Transfer Original Transactions,345.31,CCF,329,9.50 per assignment,3125.5,0,0,3125.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,WT,Registered Muni Transfer Original Transactions,345.32,PTS,166,9.50 per assignment,1577,0,0,1577
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,WT,Registered Muni Transfer Original Transactions,345.33,DMD,747,9.50 per assignment,7096.5,0,0,7096.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,WT,Registered Muni Transfer Original Transactions,345.34,Paper,0,9.50 per assignment,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,,,422,Direct Mail of WT by DTC,26331,3.00 per assignment,78993,0,0,78993
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,Direct Mail by Transfer Agent,,342.01,Corporate Stock Transfer,15884,5.00 per assignment,79420,0,0,79420
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,Direct Mail by Transfer Agent,,342.02,Corporate Bond Transfer,3456,5.00 per assignment,17280,0,0,17280
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,Direct Mail by Transfer Agent,,342.03,Registered Muni Transfer,12876,5.00 per assignment,64380,0,0,64380
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,Direct Mail by Transfer Agent,,342.11,Corporate Stock Transfer,2,5.00 per assignment,10,0,0,10
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,,,114,Assignment Held by Dep.,8862,1.00 per item,8862,0,0,8862
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,,,343,Assignment Cancelled in Transfer,278,1.54 per item,428.12,0,0,428.12
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,,,359,Assignment Cancelled in Hold Status,139,1.28 per item,177.92,0,0,177.92
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,,,123,Return of DMD Material,173,25.00 per return,4325,0,0,4325
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,Rush Transfer,,243.01,Corporate Stock Transfer,257,65.00 per assignment,16705,0,0,16705
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,Rush Transfer,,243.03,Registered Muni Transfer,4,65.00 per assignment,260,0,0,260
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,Withdrawal of FAST Transfer Agent,,403.01,Corporate Stock Transfer,25911,1.50 per withdrawal,38866.5,0,0,38866.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,Withdrawal of FAST Transfer Agent,,403.02,Corporate Bond Transfer,5671,1.50 per withdrawal,8506.5,0,0,8506.5
9998,John Doe Co.,123456,DTC,3/26/2004,Custody and Asset Servicing,Withdrawal Services,Withdrawal by Transfer,Withdrawal of FAST Transfer Agent,,403.03,Registered Muni Transfer,153,1.50 per withdrawal,229.5,0,0,229.5
9998,John Doe Co.,123456,DTC,3/26/2004,Failure-to-Settle Charges,Failure-to-Settle Charges,,,,537,First 5 Million,0,2% per participant,0,,,0
9998,John Doe Co.,123456,DTC,3/26/2004,Failure-to-Settle Charges,Failure-to-Settle Charges,,,,537,6-25 Million,0,1.5% per participant,0,,,0
9998,John Doe Co.,123456,DTC,3/26/2004,Failure-to-Settle Charges,Failure-to-Settle Charges,,,,537,25-75 Million,0,1% per participant,0,,,0
9998,John Doe Co.,123456,DTC,3/26/2004,Failure-to-Settle Charges,Failure-to-Settle Charges,,,,537,More that 75 Million,0,0.5% per participant,0,,,0
9998,John Doe Co.,123456,DTC,3/26/2004,Forms,Forms,,,,538,Forms Provided by DTC,0,,0,,,0
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,Domestic Tax Reporting Service (Dtax),,,,176,DTax via CCF,0,"7,500.00 per year",0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,Domestic Tax Reporting Service (Dtax),,,,418,DTax via PTS,473,15.00 per CUSIP/p.d.,7095,0,0,7095
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,Domestic Tax Reporting Service (Dtax),,,,415,DTax via the Web,0,"5,000.00 per year",0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,DTC Tax Info,,,,277,DTC TaxInfo Database via PTS func. EDS,4476,1.00 per inquiry,4476,0,0,4476
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,DTC Tax Relief,,DTC TaxRelief via PTS func. EDS,,432.01,Foreign Tax Service,0,0,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,DTC Tax Relief,,DTC TaxRelief via PTS func. EDS,,432.02,Foreign Tax (Dept),0,0,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,DTC Tax Relief,,DTC TaxRelief via PTS func. EDS,,432.03,US Withholding Annual Minimum,0,0.01,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,DTC Tax Relief,,DTC TaxRelief via PTS func. EDS,,432.04,Foreign Tax Reclaim,0,0,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,DTC Tax Relief,,DTC TaxRelief via PTS func. EDS,,432.05,Relief from Foreign Country Withholding,0,varies,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,DTC Tax Relief,,,,431,Manual Adj. After Payable Date,1,100.00 per adjustment,100,0,0,100
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,DTC Tax Relief,,,,346,Direct Payment Service,0,27.00 per instruction,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,DTC Tax Relief,,,,346,Foreign Currency Payment,492,27.00 per instruction,13284,0,0,13284
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,US Tax Withholding Service,,,,541,Annual Fee,0,"5,000.00 minimum amt.",0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,US Tax Withholding Service,,,,299,Per Monthly Charge,51,150.00 per account,7650,0,0,7650
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,US Tax Withholding Service,,,,300,Post-Payable Adjustment,70,38.00 per adjustment,2660,0,0,2660
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,US Tax Withholding Service,,,,298,Instruction to Withhold at Spec. Rate,10493,1.00 per instruction,18887.4,0,0,18887.4
9998,John Doe Co.,123456,DTC,3/26/2004,Global Tax Service,US Tax Withholding Service,,,,542,Prep of Form 1042-S,0,200.00 per form,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,543,$0.12 per Transmission,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,544,$7.00 per Transmission;No Minimum Fee,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,545,$7.00 per Transmission;$120 Minimum Fee,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,546,$7.00 per Transmission;$32 Minimum Fee,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,547,$7.00 per Transmission;$50 Min per monthly,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,548,$7.00 per Transmission;$55 Minimum Fee,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,549,$7.00 per Transmission;$62 Minimum Fee,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,550,$7.00 per Transmission;$90 Minimum Fee,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,551,$7.00 per Transmission;$93 Minimum Fee,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,552,$15.00 per Transmission,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,553,$48.00 per Transmission,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,554,$50 per Transmission,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,555,$138 per Transmission,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,556,$140 per Transmission,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,557,"$1,500 Annual Subscription",0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,CCF Output Transmission,,,558,"$9,000 Annual Subscription",0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Legal Notices,Legal Notices via PTS func. LENP,,313.01,Legal Notice Order,76599,0.48 per page,36767.52,0,0,36767.52
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Legal Notices,Legal Notices via PTS func. LENP,,313.02,Legal Notice Cancel,321,0.48 per page,154.08,0,0,154.08
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Settlement Reports,"Dropped Deliveries, CODs, Cash Div. Rep.",,223.01,Do Drop Report,466,30.00 per mo per rpt,13980,0,0,13980
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Settlement Reports,"Dropped Deliveries, CODs, Cash Div. Rep.",,223.02,COD Drop Report,2,30.00 per mo per rpt,60,0,0,60
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Settlement Reports,"Dropped Deliveries, CODs, Cash Div. Rep.",,223.03,Cash Set Report,521,30.00 per mo per rpt,15630,0,0,15630
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Settlement Reports,"Dropped Deliveries, CODs, Cash Div. Rep.",,223.04,MDH DO Drop Report,328,30.00 per mo per rpt,9840,0,0,9840
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Settlement Reports,Additional Line Item,,224.01,DO Drop Report Additional Line,367944,0.10 per mo per rpt,36794.4,0,0,36794.4
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Settlement Reports,Additional Line Item,,224.02,COD Drop Report Additional Line,3,0.10 per mo per rpt,0.3,0,0,0.3
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Settlement Reports,Additional Line Item,,224.03,Case Set Active-Prior Additional Line,0,0.10 per mo per rpt,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Settlement Reports,Additional Line Item,,224.04,MDH DO Drop Activity Additional Line,777730,0.10 per mo per rpt,77773,0,0,77773
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Tape Cartridge Output,$150 per Request,,575.01,Master File-Asset/Mortgage,0,150,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Tape Cartridge Output,$150 per Request,,575.02,Master File-Bond/Derivative,0,150,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Tape Cartridge Output,$150 per Request,,575.03,Master File-Equity Type,0,150,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Tape Cartridge Output,$150 per Request,,575.04,Master File-Government,0,150,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Tape Cartridge Output,$150 per Request,,575.05,Master File-MMI,0,150,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Tape Cartridge Output,,,576,$300 per Request,0,300,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Hard Copy Reports,Daily Pos. of Statement by CUSIP,,157.01,Pos Standard Req.,1170,20.00 per hard copy,23400,0,0,23400
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Hard Copy Reports,Daily Pos. of Statement by CUSIP,,157.02,Pos Reprint,67,20.00 per hard copy,1340,0,0,1340
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Hard Copy Reports,Daily Activity Statement,,134.01,Activity Reprint,0,20.00 per hard copy,80,0,0,80
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Hard Copy Reports,Daily Activity Statement,,134.02,Report Request,4,20.00 per hard copy,2000,0,0,2000
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Hard Copy Reports,Daily Report,,255.01,Settlement Statement,1232,15.00 per hard copy,18480,0,0,18480
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Hard Copy Reports,Daily Report,,255.02,Settl. Statement,2,165.00 per hard copy,330,0,0,330
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Hard Copy Reports,Reprint,,259.01,Pos Reprint,67,20.00 per hard copy,1340,0,0,1340
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Output Services,Hard Copy Reports,Reprint,,259.02,Activity Reprint,4,20.00 per hard copy,80,0,0,80
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,559,Lease of PTS Equipment,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,560,Lease of Add'l CRT Terminal,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,561,Lease of Add'l Printer,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,562,Lease of Router,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,563,ISDN Equip and Assoc. Lines,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,SecureID Access,,564.01,Defender Access,0,55.00 per mo. Access,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,SecureID Access,,564.02,SecureID Access Fee,297,55.00 per mo. Access,16335,0,0,16335
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,565,Dedicated to Backup in NYC,0,varies,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,566,Dedicated to Backup outside NYC,0,varies,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,567,Basic PTS Configuration,0,varies,320,0,0,320
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,568,Add'l CRT Terminal,0,varies,320,0,0,320
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,587,Add'l Printer,0,varies,320,0,0,320
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,569,Modem and Router,0,varies,630,0,0,630
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,Shipping of Equipment,,570.01,Equipment Pickup/C and P,0,varies,5225,0,0,5225
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,Shipping of Equipment,,570.02,Equipment (Post/Ship),0,varies,800,0,0,800
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,571,On-site Training by DTC,0,varies,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,"Inquiry, Unsolicited Msg, MDH Msg, or Ticket Reprint",,344.01,MDH Messages,18718601,0.10 per inq/msg,1871860.1,0,0,1871860.1
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,"Inquiry, Unsolicited Msg, MDH Msg, or Ticket Reprint",,344.02,Unsolicited Messages,1907909,0.10 per inq/msg,190790.9,0,0,190790.9
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,"Inquiry, Unsolicited Msg, MDH Msg, or Ticket Reprint",,344.03,Messages,3286248,0.10 per inq/msg,328624.8,0,0,328624.8
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,"Inquiry, Unsolicited Msg, MDH Msg, or Ticket Reprint",,344.04,Inquiries,11982431,0.10 per inq/msg,1198243.1,0,0,1198243.1
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,"Inquiry, Unsolicited Msg, MDH Msg, or Ticket Reprint",,344.05,Ticket Reprint,33827,0.10 per inq/msg,3382.7,0,0,3382.7
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,356,"GWIZ, Orig Issuance Info",158400,0.25 per inq,39600,0,0,39600
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,357,"GWIZ, DTC Processing Info",150770,0.20 per inq,30154,0,0,30154
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,172,Preupdate Edit,568215,0.10 per edit,56821.5,0,0,56821.5
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,141,Broadcast Msg,2801,0.18 per 300 ch msg,504.18,0,0,504.18
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,151,Transmit Form for Buy-In Notice,189040,0.34 per form del/rec,64273.6,0,0,64273.6
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Participant Terminal System,,,322,Transmit IVOR Msg,368,0.18 per msg,66.24,0,0,66.24
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Mainframe Dual Host and Computer-to-Computer Facility Lines,,,572,Access Fee (up to 56 KBps),0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Mainframe Dual Host and Computer-to-Computer Facility Lines,,,573,Access Fee (128 KBps to T1),0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Participant Output Services,Network Services,Mainframe Dual Host and Computer-to-Computer Facility Lines,,,574,Spare Router,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Prior Night Cycle","Corporate Stock Registered Issue, Prior Night Cycle Original Transactions",148.11,PTS Night/Deliver,36703,0.17 per item,6239.51,0,0,6239.51
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Prior Night Cycle","Corporate Stock Registered Issue, Prior Night Cycle Original Transactions",148.12,MDH Night/Deliver,341500,0.17 per item,58055,0,0,58055
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Prior Night Cycle","Corporate Stock Registered Issue, Prior Night Cycle Original Transactions",148.13,CCF Night/Deliver,353377,0.17 per item,60074.09,0,0,60074.09
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Prior Night Cycle","Corporate Stock Registered Issue, Prior Night Cycle Original Transactions",148.14,Stock Ln (DEL/RT)-Night,51878,0.17 per item,8819.26,0,0,8819.26
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Prior Night Cycle","Corporater Bond Registered Issue, Prior Night Cycle Original Transactions",148.21,PTS Night/Deliver,2516,0.17 per item,427.72,0,0,427.72
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Prior Night Cycle","Corporater Bond Registered Issue, Prior Night Cycle Original Transactions",148.22,MDH Night/Deliver,60121,0.17 per item,10220.57,0,0,10220.57
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Prior Night Cycle","Corporater Bond Registered Issue, Prior Night Cycle Original Transactions",148.23,CCF Night/Deliver,43840,0.17 per item,7452.8,0,0,7452.8
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Prior Night Cycle","Corporater Bond Registered Issue, Prior Night Cycle Original Transactions",148.24,Bond Ln (DEL/RT)-Night,210,0.17 per item,35.7,0,0,35.7
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Prior Night Cycle","Reg Muni Registered Issue, Prior Night Cycle Original Transactions",148.31,PTS Night/Deliver,6804,0.17 per item,1156.68,0,0,1156.68
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Prior Night Cycle","Reg Muni Registered Issue, Prior Night Cycle Original Transactions",148.32,MDH Night/Deliver,7798,0.17 per item,1325.66,0,0,1325.66
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Prior Night Cycle","Reg Muni Registered Issue, Prior Night Cycle Original Transactions",148.33,CCF Night/Deliver,36216,0.17 per item,6156.72,0,0,6156.72
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Opening in Day","Corporate Stock Registered Issue, Opening in Day Original Transactions",147.11,PTS Day/Deliver,180152,0.45 per item,81068.4,0,0,81068.4
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Opening in Day","Corporate Stock Registered Issue, Opening in Day Original Transactions",147.12,CCF Day/Deliver,509252,0.45 per item,229163.4,0,0,229163.4
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Opening in Day","Corporate Stock Registered Issue, Opening in Day Original Transactions",147.13,MDH Day/Deliver,1449257,0.45 per item,652165.65,0,0,652165.65
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Opening in Day","Corporate Stock Registered Issue, Opening in Day Original Transactions",147.14,Stock Ln (DEL/RT)-Day,2278707,0.45 per item,1025418.15,0,0,1025418.15
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Opening in Day","Corporater Bond Registered Issue, Opening in Day Original Transactions",147.21,PTS Day/Deliver,31329,0.45 per item,14098.05,0,0,14098.05
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Opening in Day","Corporater Bond Registered Issue, Opening in Day Original Transactions",147.22,CCF Day/Deliver,46870,0.45 per item,21091.5,0,0,21091.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Opening in Day","Corporater Bond Registered Issue, Opening in Day Original Transactions",147.23,MDH Day/Deliver,248820,0.45 per item,111969,0,0,111969
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Opening in Day","Corporater Bond Registered Issue, Opening in Day Original Transactions",147.24,Bond Ln (DEL/RT)-Day,184260,0.45 per item,82917,0,0,82917
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Opening in Day","Reg Muni Registered Issue, Opening in Day Original Transactions",147.31,PTS Day/Deliver,23008,0.45 per item,10353.6,0,0,10353.6
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Opening in Day","Reg Muni Registered Issue, Opening in Day Original Transactions",147.32,CCF Day/Deliver,49226,0.45 per item,22151.7,0,0,22151.7
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Opening in Day","Reg Muni Registered Issue, Opening in Day Original Transactions",147.33,MDH Day/Deliver,140361,0.45 per item,63162.45,0,0,63162.45
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Opening in Day","Reg Muni Registered Issue, Opening in Day Original Transactions",147.34,Bond Ln (DEL/RT)-Day,27,0.45 per item,12.15,0,0,12.15
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Regardless of Time",Corporate Stock DO,182.11,"Rec-CCF,MDH, PTS",2372802,0.27 per item,640656.54,0,0,640656.54
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Regardless of Time",Corporate Stock DO,182.12,Stock Ln (Rec.),2330585,0.27 per item,629257.95,0,0,629257.95
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Regardless of Time",Corporate Bond DO,182.21,"Rec-CCF,MDH, PTS",422759,0.27 per item,114144.93,0,0,114144.93
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Regardless of Time",Corporate Bond DO,182.22,Bond Ln (Rec.),184470,0.27 per item,49806.9,0,0,49806.9
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Regardless of Time",Registered Muni DO,182.31,"Rec-CCF,MDH, PTS",272098,0.27 per item,73466.46,0,0,73466.46
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,"Registered Issue, Regardless of Time",Registered Muni DO,182.32,Bond Ln (Rec.),27,0.27 per item,7.29,0,0,7.29
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Institutional Delivery,,396.01,Corporate Stock DO,4227270,0.16 per delivery,676363.2,0,0,676363.2
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Institutional Delivery,,396.02,Corporate Bond DO,131939,0.16 per delivery,21110.24,0,0,21110.24
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Institutional Delivery,,396.03,Registered Muni DO,3504,0.16 per delivery,560.64,0,0,560.64
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Institutional Delivery,,396.04,Bearer Muni DO,394,0.16 per delivery,63.04,0,0,63.04
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Institutional Delivery,,396.11,Corporate Stock DO,4227270,0.16 per delivery,676363.2,0,0,676363.2
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Institutional Delivery,,396.21,Corporate Bond DO,131939,0.16 per delivery,21110.24,0,0,21110.24
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Institutional Delivery,,396.31,Registered Muni DO,3504,0.16 per delivery,560.63,0,0,560.63
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Institutional Delivery,,396.41,Bearer Muni DO,394,0.16 per delivery,63.04,0,0,63.04
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Reclaim Receive or Delivery,Corporate Stock DO,112.11,Non-MMI Reclaim Delivery,181294,0.50 per rec/del,90647,0,0,90647
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Reclaim Receive or Delivery,Corporate Stock DO,112.12,Non-MMI Reclaim Receive,179369,0.50 per rec/del,89684.5,0,0,89684.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Reclaim Receive or Delivery,Corporate Bond DO,112.21,Non-MMI Reclaim Delivery,51848,0.50 per rec/del,25924,0,0,25924
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Reclaim Receive or Delivery,Corporate Bond DO,112.22,Non-MMI Reclaim Receive,51603,0.50 per rec/del,25801.5,0,0,25801.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Reclaim Receive or Delivery,Registered Muni DO,112.31,Non-MMI Reclaim Delivery,15322,0.50 per rec/del,7661,0,0,7661
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Reclaim Receive or Delivery,Registered Muni DO,112.32,Non-MMI Reclaim Receive,15225,0.50 per rec/del,7612.5,0,0,7612.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Reclaim Receive or Delivery,Bearer Muni DO,112.41,Non-MMI Reclaim Delivery,119,0.50 per rec/del,59.5,0,0,59.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Reclaim Receive or Delivery,Bearer Muni DO,112.42,Non-MMI Reclaim Receive,117,0.50 per rec/del,58.5,0,0,58.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,ACATS DO,,118.01,Corporate Stock DO,4958,0.17 per item,842.86,0,0,842.86
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,ACATS DO,,118.02,Corporate Bond DO,1727,0.17 per item,293.59,0,0,293.59
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,ACATS DO,,118.03,Registered Muni DO,4966,0.17 per item,844.22,0,0,844.22
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Submission of DO between Participant Accounts,,237.01,Corporate Stock DO,549035,0.40 per transaction,219614,0,0,219614
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Submission of DO between Participant Accounts,,237.02,Corporate Bond DO,81509,0.40 per transaction,32603.6,0,0,32603.6
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Submission of DO between Participant Accounts,,237.03,Registered Muni DO,34029,0.40 per transaction,13611.6,0,0,13611.6
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Submission of DO between Participant Accounts,,237.04,Bearer Muni DO,353,0.40 per transaction,141.2,0,0,141.2
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Cancellation of Pending DO,,410.01,Corporate Stock DO,51159,0.45 per item,23021.55,0,0,23021.55
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Cancellation of Pending DO,,410.02,Corporate Bond DO,9409,0.45 per item,4234.05,0,0,4234.05
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Cancellation of Pending DO,,410.03,Registered Muni DO,1933,0.45 per item,869.85,0,0,869.85
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Cancellation of Pending DO,,410.04,Bearer Muni DO,4,0.45 per item,1.8,0,0,1.8
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Dropped DO Not Completed,,372.01,Corporate Stock DO,279804,0.44 per item,123113.76,0,0,123113.76
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Dropped DO Not Completed,,372.03,Registered Muni DO,11545,0.44 per item,5079.8,0,0,5079.8
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Dropped DO Not Completed,,372.04,"Insufficient Collateral, Deliver",0,0.44 per item,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Dropped DO Not Completed,,372.05,"Insufficient Collateral or Net Debit Cap, Rec",91186,0.44 per item,40121.84,0,0,40121.84
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,,,401,Deliver or Receive of Item,190,3.65 per item del/rec,693.5,0,0,693.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,,,292,Hold or Release of Pending DO,30872,0.45 per item,13892.4,0,0,13892.4
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Fed DO,,586.01,Fed DO,238,2.25 per item del/rec,535.5,0,0,535.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,"Book-Entry Delivery, Excluding MMIs",,Fed DO,,586.02,Fed DO Rec,377,2.25 per item del/rec,848.25,0,0,848.25
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Book-Entry Delivery through CNS,,CNS Delivery,,390.01,Corporate Stock DO,3008805,0.16 per item del/rec,481408.8,0,0,481408.8
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Book-Entry Delivery through CNS,,CNS Delivery,,390.02,Corporate Bond DO,82714,0.16 per item del/rec,13234.24,0,0,13234.24
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Book-Entry Delivery through CNS,,CNS Delivery,,390.03,Registered Muni DO,67042,0.16 per item del/rec,10726.72,0,0,10726.72
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Book-Entry Delivery through CNS,,CNS Delivery,Corporate Stock DO Subseqent Transactions,390.12,CNS Stock Loan,312712,0.16 per item del/rec,50033.92,0,0,50033.92
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Book-Entry Delivery through CNS,,CNS Delivery,Corporate Stock DO Subseqent Transactions,390.13,CNS Stock Ln Rec,0,0.16 per item del/rec,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Book-Entry Delivery through CNS,,CNS Delivery,Corporate Stock DO Subseqent Transactions,390.14,CNS-Received,5103433,0.16 per item del/rec,816549.28,0,0,816549.28
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Book-Entry Delivery through CNS,,CNS Delivery,Corporate Stock DO Subseqent Transactions,390.15,CNS (NSCC),5373585,0.16 per item del/rec,859613.6,0,0,859613.6
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Book-Entry Delivery through CNS,,CNS Delivery,Corporate Stock DO Subseqent Transactions,390.16,Rec-CNS (NSCC),4077486,0.16 per item del/rec,652397.76,0,0,652397.76
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Book-Entry Delivery through CNS,,CNS Delivery,Corporate Bond DO Subsequent Transactions,390.22,CNS Stock Loan,16652,0.16 per item del/rec,2664.32,0,0,2664.32
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Book-Entry Delivery through CNS,,CNS Delivery,Corporate Bond DO Subsequent Transactions,390.23,CNS-Received,150036,0.16 per item del/rec,24005.76,0,0,24005.76
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Book-Entry Delivery through CNS,,CNS Delivery,Registered Muni DO Subsequent Transactions,390.32,CNS Stock Loan,4,0.16 per item del/rec,0.64,0,0,0.64
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Book-Entry Delivery through CNS,,CNS Delivery,Registered Muni DO Subsequent Transactions,390.33,CNS-Received,86767,0.16 per item del/rec,13882.72,0,0,13882.72
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,"Security Pledged, Released or Substituted",,399.01,Corporate Stock Loan,504991,0.14 per line item,70698.74,0,0,70698.74
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,Security Demanded by Pledgee,,305.01,Corporate Stock Loan,0,0.14 per line item,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,Security Demanded by Pledgee,,305.02,Corporate Bond Loan,0,0.14 per line item,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,Security Demanded by Pledgee,,305.03,Registered Muni Loan,0,0.14 per line item,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,Security Demanded by Pledgee,,305.04,Bearer Muni Loan,0,0.14 per line item,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,Valued Pledge or Release,,102.01,Corporate Stock Loan,52,0.83 per line item,43.16,0,0,43.16
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,Valued Pledge or Release,,102.02,Corporate Bond Loan,0,0.83 per line item,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,Valued Pledge or Release,,102.03,Registered Muni Loan,34,0.83 per line item,28.22,0,0,28.22
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,Det. Daily Report of Bank or Broker,,211.01,Pledgee Position Cum Line,76229,0.03 per line item,2286.87,0,0,2286.87
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,Det. Daily Report of Bank or Broker,,211.02,Pledger Position Cum Line,127965,0.03 per line item,3838.95,0,0,3838.95
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,Ind. Daily Copy Collateral Loan Report,,204.01,Pledgee Position Reprint,9,25.00 per copy,225,0,0,225
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,Ind. Daily Copy Collateral Loan Report,,204.02,Pledgee Position,7,25.00 per copy,175,0,0,175
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,Ind. Daily Copy Collateral Loan Report,,204.03,Pledger Position Reprint,8,25.00 per copy,200,0,0,200
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,Ind. Daily Copy Collateral Loan Report,,204.04,Pledger Position-Special,83,25.00 per copy,2075,0,0,2075
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,"Option Security Pledged, Released or Substituted",,399.02,Corporate Bond Loan,407985,0.14 per line item,57117.9,0,0,57117.9
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,"Option Security Pledged, Released or Substituted",,399.03,Registered Muni Loan,92853,0.14 per line item,12999.42,0,0,12999.42
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Collateral Loans,,"Option Security Pledged, Released or Substituted",,399.04,Bearer Muni Loan,2208,0.14 per line item,309.12,0,0,309.12
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Intra-account Transfer,,Transfer of Position,,328.01,Corporate Stock DO,927,,120.51,0,0,120.51
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Intra-account Transfer,,Transfer of Position,,328.02,Corporate Bond DO,451,,58.63,0,0,58.63
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Intra-account Transfer,,Transfer of Position,,328.03,Registered Muni DO,55,,7.15,0,0,7.15
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,DO,Corporate Bond DO Original Transactions,392.21,MMI Bond Loan (Del/Rt),18667,0.70 charge del & rec,13066.9,0,0,13066.9
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,DO,Corporate Bond DO Original Transactions,392.22,MMI DO (Del),207674,0.70 charge del & rec,145371.8,0,0,145371.8
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,DO,Registered Muni DO Original Transactions,392.31,MMI DO (Del),1170,0.70 charge del & rec,819,0,0,819
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,DO,Corporate Bond DO Subsequent Transactions,392.24,MMI Bond Loan (Rec),16003,0.70 charge del & rec,11202.1,0,0,11202.1
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,DO,Corporate Bond DO Subsequent Transactions,392.25,MMI DO (Rec),215545,0.70 charge del & rec,150881.5,0,0,150881.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,DO,Registered Muni DO Subsequent Transactions,392.33,MMI DO (Rec),1170,0.70 charge del & rec,819,0,0,819
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Fee Assessment for BMA,,180.01,BMA Payment Tier 1,39871,0.20 per item,7974.2,0,0,7974.2
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Fee Assessment for BMA,,180.02,BMA Payment Tier 2,9610,0.20 per item,1922,0,0,1922
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Maturity or Reorganization Presentment,,385.02,Corporate Bond DO,82325,0.70 per item del/rec,57627.5,0,0,57627.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Maturity or Reorganization Presentment,,385.03,Registered Muni DO,1112,0.70 per item del/rec,778.4,0,0,778.4
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Maturity or Reorganization Presentment,,385.21,Corporate Bond DO,85704,0.70 per item del/rec,59992.8,0,0,59992.8
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Maturity or Reorganization Presentment,,385.31,Registered Muni DO,1145,0.70 per item del/rec,801.5,0,0,801.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Issuance Instruction,,387.02,Corporate Bond DO,81365,0.70 per instruction,56955.5,0,0,56955.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Issuance Instruction,,387.03,Registered Muni DO,1195,0.70 per instruction,836.5,0,0,836.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,,,177,PIM,209013,0.18 per message,37622.34,0,0,37622.34
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Turnaround DO,,287.2,Corporate Bond DO,580,0.70 per turnaround,406,0,0,406
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Turnaround DO,,287.21,Corporate Bond DO,80726,0.70 per turnaround,56508.2,0,0,56508.2
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Turnaround DO,Registered Muni DO,287.31,Turnaround DO,88,0.70 per turnaround,61.6,0,0,61.6
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Turnaround DO,Registered Muni DO,287.32,Turnaround DO (Rec),88,0.70 per turnaround,61.6,0,0,61.6
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Issuance Deposit,,388.02,Corporate Bond DO,80726,0.70 per item,56508.2,0,0,56508.2
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,Issuance Deposit,,388.03,Registered Muni DO,1192,0.70 per item,834.4,0,0,834.4
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,MMI Issuance Receiver,,388.02,Corporate Bond DO,80726,0.70 per item,56508.2,0,0,56508.2
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Money Market Instruments (MMI) by Book Entry Only,,MMI Issuance Receiver,,388.03,Registered Muni DO,1192,0.70 per item,834.4,0,0,834.4
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Municipal Bearer Bond Service,,Deliver,Bearer Muni DO Original Transactions,174.41,PTS/Deliver,662,0.45 per item,297.9,0,0,297.9
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Municipal Bearer Bond Service,,Deliver,Bearer Muni DO Original Transactions,174.42,MDH/Deliver,1437,0.45 per item,646.65,0,0,646.65
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Municipal Bearer Bond Service,,,,183,Receive,3344,0.27 per item rec,902.88,0,0,902.88
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Municipal Bearer Bond Service,,,,391.04,Bearer Muni DO,1403,0.16 per item del,224.48,0,0,224.48
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Municipal Bearer Bond Service,,,,390,Receive,1666,0.16 per item rec,266.56,0,0,266.56
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Municipal Bearer Bond Service,,,,125,ACATS DO,75,0.17 per item,12.75,0,0,12.75
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Municipal Bearer Bond Service,,,,372,Dropped DO,413,0.44 per item,181.72,0,0,181.72
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Municipal Bearer Bond Service,,,,240,DO Between Participant in Collateral Group,353,0.40 per transaction,141.2,0,0,141.2
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Municipal Bearer Bond Service,,,,410,Hold on Release of Pending DO Recycling,119,0.50 per item cancel.,59.5,0,0,59.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Municipal Bearer Bond Service,,,,328,Transfer of Position Between MA and NA via PTS,1,0.13 per intra acct. move,0.13,0,0,0.13
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Payment Order Service,,,,254,Premium Payment Order (PPO),2712476,0.11 per item del/rec,298372.36,0,0,298372.36
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Receiver Authorized Delivery (RAD),,,,,Receiver Authorization,226645,0.10 per item,22664.5,0,0,22664.5
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Receiver Authorized Delivery (RAD),,,,142,Receiver Cancellation,6171,0.65 per item,4011.15,0,0,4011.15
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Receiver Authorized Delivery (RAD),,,,150,Failure of Rec. to Authorize/Cancel,2071,4.00 per item,8284,0,0,8284
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Settlement,,,,107,Inventory Mgmt. Sys. Delivery,0,0.01 per delivery,52681.34,0,0,52681.34
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Settlement Progress Payment (SPP),,,,,Payment or Withdrawal of Payment,1874,0.70 per pmt/wtd,1311.8,0,0,1311.8
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Subaccounting,,Memo Segregation,,394.01,Corporate Stock Subaccounting,3627731,0.09 per request,326495.79,0,0,326495.79
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Subaccounting,,Memo Segregation,,394.02,Corporate Bond Subaccounting,373067,0.09 per request,33576.03,0,0,33576.03
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Subaccounting,,Memo Segregation,,394.03,Registered Muni Subaccounting,278252,0.09 per request,25042.68,0,0,25042.68
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Subaccounting,,Memo Segregation,,394.04,Bearer Muni Subaccounting,9265,0.09 per request,833.85,0,0,833.85
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Subaccounting,,,,214,Release of Pending Delivery Acct.,0,0.11 per request,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Subaccounting,,Investment Identification,,272.01,Corporate Stock Subaccounting,228242,0.13 per movement,29671.46,0,0,29671.46
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Subaccounting,,Investment Identification,,272.02,Corporate Bond Subaccounting,9598,0.13 per movement,1247.74,0,0,1247.74
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Subaccounting,,Investment Identification,,272.03,Registered Muni Subaccounting,5609,0.13 per movement,729.17,0,0,729.17
9998,John Doe Co.,123456,DTC,3/26/2004,Settlement Services,Subaccounting,,Investment Identification,,272.04,Bearer Muni Subaccounting,152,0.13 per movement,19.76,0,0,19.76
9998,John Doe Co.,123456,DTC,3/26/2004,SMART/Track Services,SMART/Track Services,,,,577,Stock Loan Recall Message,0,,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Training Services,Training Services,,,,578,Instructor-Led Training,0,750.00 per student,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Book-Entry-Only Issues,,,,579,Internet-Based Training,0,250.00 per student,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Book-Entry-Only Issues,,,,580,E-learning Course,3,75.00 per course,225,0,0,225
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Book-Entry-Only Issues,,,,581,E-learning Certification Exam,0,400.00 per exam,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Book-Entry-Only Issues,,Basic Eligibility,,181.01,Corporate Underwriting,196,275.00 per basic BEO,53900,0,0,53900
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Book-Entry-Only Issues,,Basic Eligibility,,181.03,Registered Muni Underwriting,1616,275.00 per basic BEO,444400,0,0,444400
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Book-Entry-Only Issues,,,,341,Complex Eligibility,366,400.00 per complex BEO,146400,0,0,146400
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Book-Entry-Only Issues,,,,188,CD,1827,125.00 per CUSIP,228375,0,0,228375
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Book-Entry-Only Issues,,,,339,Insured Custodial Receipt,5,90.00 per CUSIP,450,0,0,450
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Book-Entry-Only Issues,,,,293,UIT Deposit,149,35.00 per CUSIP,5215,0,0,5215
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Book-Entry-Only Issues,,,,247,SBA Loan Pool,36,90.00 per issue,3240,0,0,3240
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Certificated Issues,,Issue w/ one CUSIP,,104.1,Stock/Cert-Single,3,750.00 per issue,2250,0,0,2250
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Certificated Issues,,Issue w/ one CUSIP,,104.11,Stock/Cert-Single $3,668,0.30 per 100k,200.4,0,0,200.4
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Certificated Issues,,Issue w/ one CUSIP,,104.12,Fast STK/Single Cert,62,750.00 per issue,46500,0,0,46500
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Certificated Issues,,Issue w/ one CUSIP,,104.13,Fast Bond/Single Cert,1,750.00 per issue,750,0,0,750
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Certificated Issues,,Issue w/ one CUSIP,,104.2,Bond/Cert Single,1,750.00 per issue,750,0,0,750
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Certificated Issues,,Issue w/ one CUSIP,,104.21,Bond/Cert Single $3,61,0.30 per 100k,18.3,0,0,18.3
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Certificated Issues,,Issue w/ More than One CUSIP,,101.2,Corporate Bond/Cert Multi,29,"1,000.00 per issue",29000,0,0,29000
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Certificated Issues,,Issue w/ More than One CUSIP,,101.21,Corporate Bond/Cert Multi $3,1381,0.30 per 100k,414.3,0,0,414.3
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Certificated Issues,,Issue w/ More than One CUSIP,,101.22,Fast Bond/Multi Cert,20,"1,000.00 per share",20000,0,0,20000
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Certificated Issues,,,,337,Insured Custodial Receipt,68,180.00 per CUSIP #,12240,0,0,12240
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Eligibility Surcharges,,Nonreceipt of Final Docs,Corporate Underwriting,582.11,Nonreceipt of Final Docs,221,300.00 after 10 bus. Days,66300,0,0,66300
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Eligibility Surcharges,,Nonreceipt of Final Docs,Registered Muni Underwriting,582.31,Nonreceipt of Final Docs,482,300.00 after 10 bus. Days,144600,0,0,144600
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Eligibility Surcharges,,,,393,Put Option,20,350,7000,0,0,7000
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Eligibility Surcharges,,Jumbo Certificate,Corporate Underwriting,320.11,Jumbo/Temp Cert,28,300.00 per issue,8400,0,0,8400
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Eligibility Surcharges,,Jumbo Certificate,Registered Muni Underwriting,320.31,Jumbo/Temp Cert,2,300.00 per issue,600,0,0,600
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Eligibility Surcharges,,Letter of Possession,,400.01,Corporate Underwriting,12,"1,000 per issue",12000,0,0,12000
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Eligibility Surcharges,,Letter of Possession,,400.03,Registered Muni Underwriting,1,"1,000 per issue",1000,0,0,1000
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Eligibility Surcharges,,,,163,Submission of LOR in Lieu of BLOR,20,300.00 per letter,6000,0,0,6000
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Eligibility Surcharges,,,,338,CMO,631,50.00 per CUSIP,31550,0,0,31550
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Eligibility Surcharges,,,,265,Assignment of CUSIP by S&P,159,14.00 or at cost,2226,0,0,2226
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Eligibility Surcharges,,,,297,Unnecessary Research,0,50.00 per dup. req.,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Initial Public Offering Tracked Issues,,,,323,IPO Tracked Issue,22,"4,975.00 per issue",109450,0,0,109450
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Late Surcharges,,Two Days Before Closing,,436.01,Corporate Underwriting,0,500,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Late Surcharges,,Two Days Before Closing,,436.02,Underwriting,0,500,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Late Surcharges,,Two Days Before Closing,,436.03,Registered Muni Underwriting,0,500,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Late Surcharges,,One Day Before Closing,,434.01,Corporate Underwriting,0,"2,500.00",0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Late Surcharges,,One Day Before Closing,,434.03,Registered Muni Underwriting,0,"2,500.00",0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Late Surcharges,,Same Day,,421.01,Corporate Underwriting,0,"5,000.00",0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Late Surcharges,,Same Day,,421.03,Registered Muni Underwriting,0,"5,000.00",0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Late Surcharges,,Late Receipt of LOR or BLOR (on closing date),Corporate Underwriting,318.11,Late Letter of Rep,3,300.00 per issue,900,0,0,900
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Late Surcharges,,Late Receipt of LOR or BLOR (on closing date),Corporate Underwriting,318.12,LOR vs. BLOR surcharge,33,300.00 per issue,9900,0,0,9900
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Late Surcharges,,Late Receipt of LOR or BLOR (on closing date),,318.31,Late Letter of Rep,53,300.00 per issue,15900,0,0,15900
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Late Surcharges,,,,231,"Late Sub of Insured Cust. Rec, CD, UIT, SBA",6,300.00 per issue,1800,0,0,1800
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Late Surcharges,,Late Closing (after 2:00 pm eastern),,319.01,Corporate Underwriting,20,300.00 per issue,6000,0,0,6000
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Late Surcharges,,Late Closing (after 2:00 pm eastern),,319.03,Registered Muni Underwriting,11,300.00 per issue,3300,0,0,3300
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Limited Underwriting Service,,,,264,Issue with One CUSIP,0,61.00 per issue,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Limited Underwriting Service,,,,383,Issue with More than One CUSIP,0,131.00 per issue,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Money Market Instruments,,,,316,Submission of MMI for Eligibility,15,250.00 per program elig.,3750,0,0,3750
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Money Market Instruments,,,,384,Modification to MMI,29,300.00 per CUSIP,8700,0,0,8700
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Money Market Instruments,,,,315,Late Filing of MMI,1,300.00 per program,300,0,0,300
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,Money Market Instruments,,,,583,IPA Program Change,0,250.00 per IPA prog. Change,0,0,0,0
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,PUND/WUN Rebate,,,,144,SBA Issue,5,18.00 per issue,90,0,0,90
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,PUND/WUN Rebate,,CD,,146.01,WUN Rebate-CDS,22,25.00 per CUSIP,550,0,0,550
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,PUND/WUN Rebate,,CD,,146.02,PUND CD Discount,316,25.00 per CUSIP,7900,0,0,7900
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,PUND/WUN Rebate,,Insured Muni or Corp Issue,,349.01,Corporate Underwriting,4,25.00 per CUSIP,100,0,0,100
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,PUND/WUN Rebate,,Insured Muni or Corp Issue,,349.03,Registered Muni Underwriting,57,25.00 per CUSIP,1425,0,0,1425
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,PUND/WUN Rebate,,Issue with One CUSIP,Corporate Underwriting,143.11,WUN Rebate,23,52,1196,0,0,1196
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,PUND/WUN Rebate,,Issue with One CUSIP,Registered Muni Underwriting,143.31,WUN Rebate,37,52,1924,0,0,1924
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,PUND/WUN Rebate,,Issue with One CUSIP,Registered Muni Underwriting,143.32,PUND Discount,76,52,3952,0,0,3952
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,PUND/WUN Rebate,,Issue with More than One CUSIP,Corporate Underwriting,145.11,WUN Rebate,16,107,1712,0,0,1712
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,PUND/WUN Rebate,,Issue with More than One CUSIP,Corporate Underwriting,145.12,PUND Discount,2,107,214,0,0,214
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,PUND/WUN Rebate,,Issue with More than One CUSIP,Registered Muni Underwriting,145.31,WUN Rebate,163,107,17441,0,0,17441
9998,John Doe Co.,123456,DTC,3/26/2004,Underwriting Services,PUND/WUN Rebate,,Issue with More than One CUSIP,Registered Muni Underwriting,145.32,PUND Discount,304,107,32528,0,0,32528
9998,John Doe Co.,123456,DTC,3/26/2004,Web Fees,Legal Notice System (LENS),,,,307,Accessing a Notice,582,5.00 per notice,2910,0,0,2910
9998,John Doe Co.,123456,DTC,3/26/2004,Web Fees,Legal Notice System (LENS),,,,308,Subscription,12,"1,100.00 per mo, part. #",13200,0,0,13200
9998,John Doe Co.,123456,DTC,3/26/2004,Web Fees,Legal Notice System (LENS),,,,306,E-mailing of Notice,88,5.00 per email form,440,0,0,440
9998,John Doe Co.,123456,DTC,3/26/2004,Credits and Adjustments,Credits,,,,700,Description of Rebate,,,-21.03,,,-21.03
9998,John Doe Co.,123456,DTC,3/26/2004,Credits and Adjustments,Credits,,,,701,Description of Rebate,,,-32.99,,,-32.99
9998,John Doe Co.,123456,DTC,3/26/2004,Credits and Adjustments,Adjustments,,,,800,Description of Adjustment,,,325,,,325
9998,John Doe Co.,123456,DTC,3/26/2004,Credits and Adjustments,Adjustments,,,,801,Description of Adjustment,,,-51.51,,,-51.51
9998,John Doe Co.,123456,DTC,3/26/2004,Tax,Sales Tax,,,,999,Tax,,,740,,,740